Conclusion
It is commonly believed that because of the
complex nature of anticoagulation it is simply
not possible to eliminate all errors or adverse
events. Such fatalistic perspective will defeat
excellence. By understanding the complexity
of heparin therapy, managing every step and
taking actions to identify and eliminate every
source of error, significant progress can be
made towards achieving the goal of “do no
harm.”
Reference
Nolan TW. System changes to improve patient safety
Brit Med J 200 Mar 18; 320(7237):771-3.
PROCEEDINGS
9th Invited Conference: Improving Heparin Safety
41
Executive Summary Conference Report
Key points
• Comparison of data from 955 hospitals shows that those with heparin services have lower
death rates, length of stay, Medicare charges and bleeding complication rates, compared
with hospitals that do not have this service.
• The Fairview Southdale model for heparin dosing specifies that all patients receiving hepa-
rin are managed by pharmacy and all dosing and titrations are weight-based and custom-
ized to the disease state being managed.
• St. Mary’s Medical Center (SMMC) experienced four serious warfarin-related events with a
few months, which underscored the need to improve anticoagulation therapy.
• A hospital-wide anticoagulation program eliminated sentinel events for warfarin, low
molecular weight heparin (LMWH) and direct thrombin inhibitors (DTI) and showed that
80% to 90% of heparin errors could also be prevented.
• Anticoagulation program data helped convince senior leadership of the need for smart
infusion pumps; work on incorporating heparin into the anticoagulation program continues.
This article includes a brief review of
the successful anticoagulation program at St.
Mary’s Medical Center (SMMC) in Duluth, MN
that improved medication safety of warfarin,
low molecular weight heparin (LMWH) and
direct thrombin inhibitor (DTI) therapies and
a discussion of continuing efforts to incorpo-
rate heparin management into the program.
Need for improved anticoagulation
medication safety
Anticoagulation therapy involves the use
of high-risk medications and complex proto-
cols that increase the likelihood of error. The
demands of increasingly complex environ-
ments and staff shortages can overwhelm
even the most professional nurse’s capac-
ity to follow a complex protocol correctly.
Pharmacists are able to assist in managing
complex heparin dosing more efficiently and
accurately. The Fairview Southdale model
in use at many hospitals reflects the type
of system change that is needed. With this
model, all patients on heparin are managed
by pharmacy and all dosing and titrations are
weight-based and customized to the disease
state being managed.
The impact of pharmacist management of
heparin and warfarin was evaluated by Bond
and Raehl in 2004
1
. Using 1995 Medicare
and the National Clinical Pharmacy Services
Databases from 955 hospitals, they compared
data from hospitals that do and do not have
anticoagulation services. Results showed
that, when compared with hospitals that
have heparin services, hospitals without such
services had higher death rates, length of
stay, Medicare charges and bleeding compli-
cation rates (Table 1)
1
.
St. Mary’s Medical Center
St. Mary’s Medical Center (SMMC) is a 380-
bed, tertiary care hospital, the flagship of the
SMDC Health System with 20 clinics, hospitals
and specialty care facilities located in north-
ern Minnesota, Wisconsin and Michigan. In
2003 SMMC faced the emergency situation
of four serious warfarin-related events with
a few months, which focused attention on
the need to manage anticoagulant therapy in
the hospital and outpatient setting. An inter-
professional team was formed to deal with
this.
Chaired by the Vice President of Medical
Affairs, the team included primary and spe-
cialty physicians, outpatient clinic adminis-
trators, information technology personnel,
nurses and a pharmacist clinical coordinator.
A hospital-wide anticoagulation program,
focusing its efforts on improving the safe and
effective use of warfarin, was implemented
and no sentinel events involving warfarin
occurred in program patients. The program
went on to create one of the first computer
programs specifically designed for use by
an inpatient anticoagulation service. LMWH
and DTI were added to the program and no
sentinel events occurred with these agents
2
.
A Coordinated Inpatient Anticoagulation Program:
Part of the Heparin Solution?
Michael P. Gulseth, PharmD, BCPS, Assistant Professor/Clinical Specialist, University of Minnesota College of Pharmacy, Duluth, MN
Executive Summary Conference Report
42
9th Invited Conference: Improving Heparin Safety
Incorporating heparin into
the program
The anticoagulation program was then
focused on heparin errors. The existing proto-
col had called for a floor nurse to adjust infu-
sion dosing and led to errors such as those
shown in Table 1. The pharmacist anticoagu-
lation program chair worked with pharmacy
students who were on acute care rotations to
evaluate heparin medication usage and iden-
tify opportunities to improve heparin use at
SMMC.
Results showed that partial thromboplas-
tin time (PTT) values were not obtained as
scheduled to ensure accurate use of the pro-
tocol, the protocol was not always interpreted
correctly and platelets were not consistently
monitored as intended in the protocol to
watch for heparin-induced thrombocytope-
nia (HIT). Even though a system was in place,
heparin therapy was not being delivered as
specified.
Analysis of data over a two-year time
period by the anticoagulation team showed
that between 80% and 90% of heparin errors
could be prevented by the adoption of two
strategies: 1) have pharmacists actively man-
age the dosing of heparin infusions and 2)
implement smart (computerized) infusion
pump technology. The anticoagulation team
successfully used data about heparin errors
to obtain administrative approval to pur-
chase smart infusion pumps, which will be
implemented for heparin this year.
Continuing efforts
Important questions still need to be
answered at SMMC. Should pharmacists
begin to actively manage all patients on
heparin therapy? Should the anticoagula-
tion program be modeled after the Fairview
Southdale service? As was done for other
anticoagulants, computerizing the monitor-
ing system for heparin is needed but raises
issues of resource allocation and staff accep-
tance.
If the primarily nursing-driven model con-
tinues, how can compliance with the anti-
coagulation program be assured? The Joint
Commission National Patient Safety Goal
(NPSG) 3E requires hospital to improve the
safety of anticoagulation therapy. To meet
this mandate, clinicians need to function as
a multidisciplinary team. Does the current
SMMC model meet this standard?
Addressing large issues of heparin man-
agement remains difficult. However, NPSG 3E
has prompted more focus on this issue. The
two-year data analysis of heparin errors can
be used to raise concern about this issue with
administration. Shared learning with clini-
cians from other hospitals dealing with these
issues can help advance heparin medication
safety efforts.
Summary
Implementation of an inpatient antico-
agulation program virtually eliminated warfa-
rin, LMWH and DTI sentinel events; however,
eliminating heparin errors continues to be
a challenge. Anticoagulation program data
helped convince senior leadership of the
need for smart infusion pumps. Work contin-
ues on defining how to incorporate heparin
into the anticoagulation program.
References
1. Bond CA, Raehl CL. Pharmacist-provided anticoagula-
tion management in United States hospitals: death
rates, length of stay, Medicare charges, bleeding com-
plications, and transfusions. Pharmacother 2004; 24(8):
953-63.
2. Schneider BL, Gulseth MP, Cusick M. et. al. A com-
puter program for a pharmacy managed inpatient
warfarin dosing service. Am J Health-Syst Pharm 2005;
62:2393-6.
• Death rates were 11.41% higher
– 6.37% vs. 7.19%
• Length of stay was 10.05% higher
– 7.79 days vs 8.66 days
• Medicare charges were 6.6% higher
– $1145 more per patient
• Bleeding complications were
3.1% higher
– 8.84% vs 9.12%
Table 2. If a hospital did not have a
heparin service
1
Table 1. Heparin errors
Example 1. Heparin gtt (drop) was increased at 0600 to 1800 units/hr. A new bag was hung at 0815
because the previous bag was empty. The previous pump settings were not changed when
the new bag was hung. At 0930 the pump was alarming for air because the bag was dry.
At 0930, a nurses inspected the pump and settings and discovered that the rate was set at
18,000 units/hr rather than 1800 units/hr.
Example 2. Patient was on a heparin drip. Day shift received PTT results and should have decreased
heparin by100 units/hr. Heparin was accidently increased by100 units/hr.
Example 3: Patient returned from dialysis with the infusion pump shut off. His heparin gtt bag was
dry and he had blood backed up about 12 inches in his intravenous (IV) tube, which was
difficult to flush. Patient had left the floor around 0700. Dialysis was called to ask why they
had not called for a heparin drip bag. They replied that the bag had gone dry right before
transport so they shut it off and sent the patient back to the nursing unit. At 0600, the PTT
for this patient was 70 and the drip rate was 1500 units/hr. At 1405, blood was drawn for a
stat PTT, which was 33. The heparin drip rate needed to be increased by 200 units/hr and
a bolus of 40 units/Kg was administered per heparin protocol, instead of restarting the
heparin dose the patient was already stabilized on.
PROCEEDINGS
9th Invited Conference: Improving Heparin Safety
43
Executive Summary Conference Report
Reducing Heparin Errors:
The Indianapolis Coalition for Patient Safety
Jim Fuller, PharmD, Director of Pharmacy, Vice President, Clinical Support Services, Wishard Health Services
Key points
• The Indianapolis Coalition for Patient Safety (ICPS) was established to improve patient
safety among the six major health systems in Indianapolis.
• ICPS has standardized procedures for surgical-site verification, established a standardized
list of unsafe abbreviations and collaborated on the Institute for Healthcare Improvement
(IHI) 100,000 Lives campaign.
• The ICPS anticoagulant workgroup, working with the Institute for Safe Medication Practices
(ISMP), completed a safe-practices self-assessment of all organizations, developed a univer-
sal anticoagulant metric, created a library of documents related to anticoagulant use and
assessed how well hospital computer systems alerted clinicians to anticoagulant safety con-
cerns.
• Institutions reported the percent of partial thromboplastin time (PTT) values that were
therapeutic, sub-therapeutic, high or super-therapeutic.
• Analysis of computerized prescriber order entry (CPOE) and pharmacy computer systems
revealed variations in alerts with regard to providing anticoagulant safety alerts.
• The ICPS workgroup educated coalition members about systems and processes so that more
educated questions could be asked and further work done to improve anticoagulant safety
city-wide. Identifying outliers within the group enabled members to answer the question:
How do I compare?
coalition is presented to the CEOs at a semi-
annual meeting. Several task forces and work
groups have been developed, including one
focused on anticoagulant safety.
Successes
Several successes illustrate the coalition’s
effectiveness. For example, ICPS first worked
to standardize surgical-site verification for all
coalition hospitals. Many of these are teach-
ing hospitals and residents circulate from
hospital to hospital. Establishing uniform
procedures for surgical site verification and
other processes can greatly increase compli-
ance by the medical group. ICPS established
one list of unsafe abbreviations for hospitals
throughout the city. A letter outlining the
rationale for the list was signed by the CEO
of every hospital and sent to the medical
staff at all hospitals sending a very powerful
message. ICPS hospitals participated in a col-
laborative project aimed at reducing rates of
methicillin-resistant Staphylococcus aureus
(MRSA) infections in Indianapolis hospitals.
The project helped improve preventive prac-
tice adherence and resulted in a significant
reduction in MRSA infection rates on study
units.
Staff recognition has also been an impor-
tant aspect of the coalition’s work. Every year,
each hospital awards a patient safety hero
award to an individual or team in the hospi-
tal that has done the best work to promote
patient safety. ICPS also collaborated with the
Institute for Healthcare Improvement (IHI)
100,000 Lives campaign. Each of the health
Indianapolis Patient Safety Coalition
The Indianapolis Coalition for Patient
Safety (ICPS) is one of a handful of citywide
coalitions in the United States focusing on
patient safety. The coalition was formed in
2003 to provide a forum for Indianapolis-area
hospitals to share information about best
practices and to work together in a non-puni-
tive setting to solve the patient safety issues
of most concern in Indianapolis hospitals.
ICPS membership includes Wishard Health
Services, which has a level-one trauma cen-
ter, burn unit and 10 community healthcare
centers; the Richard L. Roudebush Veterans
Administration Medical Center; St. Francis
Hospitals and Health Centers and St. Vincent
Health, both faith-based organizations;
Clarian Health; Community Health Network
and Suburban Health Organization hospitals.
An executive director was hired in 2006.
Primary membership includes all chief
executive officers (CEOs), chief nursing officers
(CNOs), chief medical officers (CMOs), safety
officers and pharmacy leaders. Meetings are
held every two months, and the work of the
Executive Summary Conference Report
44
9th Invited Conference: Improving Heparin Safety
systems took ownership for one part of the IHI
campaign and formed work groups among all
the hospitals to work on that issue.
Anticoagulant workgroup
The goal of the anticoagulant workgroup
is to improve anticoagulant medication safe-
ty in Indianapolis health systems. The work-
group included 12 pharmacists and one reg-
istered nurse. Each organization completed
the Institute for Safe Medication Practices
(ISMP) failure mode and effects analysis
(FMEA) to identify areas of vulnerability. After
that, members completed best-practice self-
assessments and agreed to share and com-
pare data.
The group began work in February 2007,
met every two or three weeks through the
summer, and identified four major tasks to
complete. The first task was a self-assess-
ment of all organizations using a list of safe
practices provided by ISMP. Other tasks were
to develop a universal anticoagulant metric
among participating hospitals, create a library
of documents related to anticoagulant use
for hospitals to share and assess how well
hospital computer systems were alerting phy-
sicians, pharmacists and others about antico-
agulant safety concerns.
Assessing safe practices
The ISMP list of safe practices includes 14
universal practices that all hospitals should
have in place, including having “U” on the list
of “Do not use” unsafe abbreviations, having a
standardized heparin concentration and using
a manufacturer-prepared solution whenever
possible.
Other core practices included ensuring
that computerized prescriber order entry
(CPOE) and pharmacy systems provided drug
interaction warnings and that medication rec-
onciliation was done. There were also four
“stretch” goals resulting in a total of 18 core
practices.
Grids were developed with cells represent-
ing each of the core and target safe practices
for each of the six hospitals. Medication rec-
onciliation was assessed at admission, transfer
and discharge, which required more cells for
each of the stages. Cells were color-coded to
show assessment results: green meant that
a hospital was completely compliant with
that core practice; yellow meant there was
still work to do; red meant that work had not
begun.
The majority of core practices were green,
some were yellow and very few were red.
Core safe practice that needed improvement
included having functional drug interaction
warnings for CPOE and pharmacy systems and
compliance with medication reconciliation for
anticoagulants. Compliance with target safe
practices indicated more challenges, includ-
ing dispensing of all anticoagulant doses from
pharmacy, independent double checks and
monitoring service for all anticoagulants by
pharmacists.
Universal metric
A universal metric was developed to mea-
sure the impact of safety strategies that were
implemented. The goal was to avoid laborious
chart reviews and automate measurement as
much as possible, have results be meaningful
from a safety standpoint and be able to com-
pare results across systems.
Discussions with ISMP and IHI led to the
use of partial thromboplastin time (PTT) as
the universal metric. Because institutions
used different therapeutic ranges, each orga-
nization did not report PTT values, but the
percent of PTTs that were therapeutic (within
the target range), sub-therapeutic, high or
super-therapeutic (two or more times the
upper therapeutic limit).
The first question was whether an institu-
tion had a weight-based protocol in place.
Electronic data already available from hospital
laboratories were used to separate PTT results
into the four categories. Results for all were
compared.
Anticoagulation library
The coalition created a library compris-
ing studies, protocols, nomograms and other
information related to anticoagulant safety.
The documents were scanned and compiled
in a CD library that was distributed to every
member organization to allow everyone to
learn from existing practices.
Computer systems test
The last task was to evaluate how well the
CPOE and pharmacy computer systems were
alerting clinicians to therapeutic duplication,
disease-drug and drug-drug interactions.
Two pharmacists who specialized in the use
of anticoagulants and had run an anticoagu-
lant outpatient clinic created an assessment
tool that tested 19 different scenarios for
both CPOE and pharmacy alerts. While it later
became apparent that the tool could be more
complete, the first version provided a starting
point.
All coalition hospitals used the assessment
tool to evaluate their CPOE and pharmacy
systems to see what alerts were provided.
Every time an alert occurred the screen was
printed so that alerts could be measured and
compared. Alert fatigue and the need for
meaningful alerts were also discussed.
A grid comparing all systems showed that
one CPOE system provided no alerts. Further
investigation revealed that the hospital had
just installed their CPOE system and did not
want a too many alerts so that physicians
might be deterred from using it. Physicians
knew that the pharmacy system screened
for the same potential problems and they
were relying on the pharmacist to correct
these problems. Two hospitals used the same
system, but each provided different alerts
because the alerts had been customized for
each institution.
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Executive Summary Conference Report
9th Invited Conference: Improving Heparin Safety
In addition to data, the printed screens
were also shown to CEOs, CNOs and CMOs
in the coalition so they could see the actual
screens that practitioners see to recognize
and understand alerts. Screens were often
overloaded with information and difficult to
read. Senior leadership might have thought
that the existing systems would catch all
problems, but when they examined what
users saw, they realized that the value of
providing alerts was not as straightforward as
one might think.
Results of this study underscored the need
for standardization. CEOs and CMOs discussed
that a physician could enter an order at one
hospital and get an alert and then go to
another hospital, enter the exact same order
for the exact same patient and not get an
alert.
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