31 1.3
ELEMENT 1.3 ELEMENT 1.2 ELEMENT 1.5 ELEMENT 1.1 ELEMENT 1.4 Level of investigation Criteria Who should be involved Minimal-level Would be appropriate where the
incident is unlikely to happen again,
and the worst consequence would be a
minor injury. An example of this would
be a contact allergy to a worker while
using a substance for single use.
A supervisor looks at the incident and
circumstances and determines what
needs to be put in place to prevent a
similar event.
Low-level Would be carried out where the
incident could (certain, likely or
possible to) occur again but no injury
would result, such as dropping boxes
during repetitive handling; or it would
be carried out where the incident is
unlikely to happen again but the injury
may be more significant, such as a trip
hazard in a non-routine one-off activity.
A supervisor or line manager does
a short investigation to identify
immediate, underlying and root causes
to prevent it happening again.
Medium-level Would be appropriate where the
incident is unlikely to happen again but
could cause serious injury, such as a fall
from low-level height during a non-
routine maintenance activity.
This is a more detailed investigation
that may involve safety representatives,
subject matter experts and the
organisation’s health and safety team.
High-level Required if the worst outcome could
have been a fatality, regardless of
whether it is likely to recur or not.
This is a team-based approach involving
line managers, supervisors, health
and safety managers and safety
representatives, ideally led by an
impartial senior manager.
As mentioned at the beginning of this book, the aim of the NEBOSH HSE Introduction to Incident Investigation qualification is
to equip individuals to carry out non-complex incident investigations. It is, therefore, extremely important that the investigator
recognises when they are likely to be outside of their capability as investigators. Some incidents are extremely complex and as
such will require the appropriate expertise to undertake the investigation.