Section 7 - Data Management (Phase 3 - 12/2010)
Section 7 - Page 4
The data center has several secure access points that are accessible only by a badge
reader. Only authorized staff will have accessible badges to these areas.
The building is
surrounded by a 10 foot fence with a gate access through badge control. The outside
building door is accessed through badge control. The data center room is housed in a
locked computer room that is accessed through badge control. Each of these access
controls is in place 24 hours a day and seven days a week.
All servers have uninterruptible power supplies (UPS). The building has a backup
generator that will automatically initiate in the event of a power failure.
The computer room is equipped with fire suppression equipment.
This equipment is
tested on a scheduled timetable by the institution. The entire Data Center is fire-
protected by a clean agent system which is backed up by a dry-pipe pre-action sprinkler
system. The Data Center room is located on the second floor of the building in an area
with no windows and has a raised floor to protect against flooding.
The system is protected by a Cisco firewall and is located in a secure DMZ. Servers are
protected by institution supported and maintained intrusion detection
software as well as
by SecureIIS which monitors incoming server traffic.
7.3.5.
Backups (Disaster Recovery)
Nightly backups, moved offsite regularly, will be made of all data and stored in secure
fireproof cabinets. The backup schedule consists of full monthly backups and nightly
incremental backups. Backup tapes are kept indefinitely and therefore tapes are not
rotated. Backup tapes are handled by two system administrators.
Tapes are transported
to offsite storage in locked containers and are stored in file proof cabinets.
Tapes are identified by unique bar code labels accessible only by the systems
administrators. This is the only information on the tape label.
The backup system stores the information for each bar code with details of
directories/files backed up that includes the date and time of backup. The backup system,
when needing to restore files, will identify which tape is needed
based on the bar code
label. Only designated system administrators can restore the backup tapes.
Tapes are transported by one of two identified tape custodians. The tapes are put in a
metal, locked box and then transported from the data center to the offsite storage facility.
At all times during the transport, one of the tape custodians is present with the locked box
of tapes.
7.3.6.
Tracking and Monitoring of Laboratory Data
Study centers log each shipment of specimens sent to central laboratory
by use of barcode
labels that it will attach to all samples prior to shipment. Once samples are received at
the central lab, they are scanned into the central laboratory database. This same process
Section 7 - Data Management (Phase 3 - 12/2010)
Section 7 - Page 5
is used when the Central Laboratory sends samples to an outside laboratory for testing.
Central laboratory data is transferred electronically to reduce the possibility of error upon
re-entry.
By using a web interface, data are transferred to a repository on the server. If
needed, firewall accounts can be obtained from the institution to allow outside
laboratories to deposit data into the repository. Specific import routines are developed to
verify and merge these data with the main database.
7.3.7.
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