Pathogenesis and Treatment of Hepatorenal
Syndrome
Vicente Arroyo, M.D.,
1
Javier Fernandez, M.D.,
1
and Pere Gine`s, M.D.
1
ABSTRACT
Hepatorenal syndrome (HRS) is a functional renal failure that frequently develops
in patients with advanced cirrhosis and severe impairment in systemic circulatory function.
Traditionally it has been considered to be the consequence of a progression of the
splanchnic arterial vasodilation occurring in these patients. However, recent data indicate
that a reduction in cardiac output also plays a significant role. There are two different types
of HRS. Type-2 HRS consists of a moderate and steady or slowly progressive renal failure.
It represents the extreme expression of the circulatory dysfunction that spontaneously
develops in patients with cirrhosis. The main clinical problem in these patients is refractory
ascites. Type-1 HRS is a rapidly progressive acute renal failure that frequently develops in
closed temporal relationship with a precipitating event, commonly spontaneous bacterial
peritonitis. In addition to renal failure, patients with type-1 HRS present deterioration in
the function of other organs, including the heart, brain, liver, and adrenal glands. Type-1
HRS is the complication of cirrhosis associated with the worst prognosis. However,
effective treatments of HRS (vasoconstrictors associated with intravenous albumin, trans-
jugular intrahepatic portacaval shunt, albumin dialysis) that can improve survival have
recently been introduced.
KEYWORDS:
Cirrhosis, type-1 HRS, type-2 HRS, pharmacological treatment,
transjugular intrahepatic portacaval shunt, extracorporeal albumin dialysis
CONCEPT
Hepatorenal syndrome (HRS) is a common problem in
patients with advanced cirrhosis and ascites. The annual
incidence of HRS in patients with cirrhosis and ascites
has been estimated as 8%. It is characterized by an
intense renal vasoconstriction, which leads to very low
renal perfusion and glomerular filtration rate (GRF).
The renal ability to excrete sodium and free water is also
severely reduced and most patients present dilutional
hyponatremia.
1–3
Renal histology shows no lesions suf-
ficient to justify the impairment in renal function. HRS
occurs in the setting of a severe circulatory dysfunction
characterized by arterial hypotension and intense stim-
ulation of the renin-angiotensin system, sympathetic
nervous system, and antidiuretic hormone. It has been
classically considered to be the consequence of an arterial
vasodilation in the splanchnic circulation (peripheral
arterial vasodilation hypothesis). However, recent data
indicate that a reduction in cardiac output also plays a
significant role. Cirrhotic patients with ascites, increased
activity of the renin-angiotensin and sympathetic nerv-
ous systems, and intense sodium retention and those
with dilutional hyponatremia are predisposed to develop
HRS. This syndrome may develop spontaneously or be
1
Liver Unit, Institute of Digestive and Metabolic Diseases, CIBER-
EHD, Hospital Clinic, University of Barcelona, Spain.
Address for correspondence and reprint requests: Vicente Arroyo,
M.D., Liver Unit, Institute of Digestive and Metabolic Diseases,
Hospital Clinic, University of Barcelona, Villarroel 170, 08036
Barcelona, Spain (e-mail: varroyo@clinic.ub.es).
Complications of Cirrhosis; Guest Editor, Pere Gine`s, M.D.
Semin Liver Dis 2008;28:81–95. Copyright # 2008 by Thieme
Medical Publishers, Inc., 333 Seventh Avenue, New York, NY 10001,
USA. Tel: +1(212) 584-4662.
DOI 10.1055/s-2008-1040323. ISSN 0272-8087.
81
precipitated by factors that induce renal hypoperfusion.
Bacterial infections, especially spontaneous bacterial
peritonitis (SBP), are by far the most frequent precip-
itating causes of HRS. Due to the functional nature of
renal failure, there is no specific diagnostic marker for
HRS.
2,4,5
Thus, diagnosis relies on the exclusion of
other causes of renal insufficiency.
6
There are two different types of HRS. Type-2
HRS consists of a moderate and steady functional renal
failure. It represents the extreme expression of the
circulatory dysfunction that spontaneously develops in
patients with cirrhosis. The main clinical problem in
these patients is refractory ascites. In contrast, type-1
HRS is a rapidly progressive acute renal failure that
frequently develops in close temporal relationship with a
precipitating event and occurs in the setting of deterio-
ration in the function of other organs, including the
heart, the brain, the liver, and possibly the adrenal
glands. Type-1 HRS is the complication of cirrhosis
associated with the worst prognosis and, for many years,
it has been considered as a terminal event of the disease.
However, effective treatments of type-1 HRS have been
introduced recently. These treatments improve survival
and make it possible for a significant number of patients
to arrive to liver transplantation. The current article offers
a review of the pathogenesis, clinical aspects, prevention,
and treatment of type-1 and type-2 HRS. The reader
interested in this topic should consult other reviews
published recently,
7,8
as well as the reports of two
consensus conferences on HRS organized by the Inter-
national Ascitis Club in Chicago and San Francisco.
9,10
CLINICAL ASPECTS
Diagnosis of Renal Failure in Cirrhosis
The first step in the diagnosis of HRS is the demon-
stration of a reduced GFR, and this is not easy in
advanced cirrhosis. The muscle mass, and therefore,
the release of creatinine, is reduced in these patients
and they may present normal or only moderately in-
creased serum creatinine concentration in the setting of a
very low GFR. Similarly, urea is synthesized by the liver
and may be reduced as a consequence of hepatic insuffi-
ciency. Therefore, false-negative diagnosis of HRS is
relatively common.
11–13
There is consensus to establish
the diagnosis of HRS when serum creatinine has risen
above 1.5 mg/dL.
9,10
A creatinine clearance of less than
40 mL/min, which was also a criteria for the diagnosis of
renal failure in cirrhosis (Table 1),
9
has been excluded
because errors in the urine collection may lead to high
rate of false-positive diagnosis. The second step is the
differentiation of HRS from other types of renal failure.
For many years this was based on the traditional param-
eters used to differentiate functional renal failure from
acute tubular necrosis (urine volume, urine sodium
concentration, and urine-to-plasma osmolality ratio).
However, acute tubular necrosis in patients with cir-
rhosis and ascites usually courses with oliguria, low urine
sodium concentration, and urine osmolality greater than
plasma osmolality.
14
On the contrary, relatively high
urinary sodium concentration has been observed in
patients with HRS and high serum bilirubin.
15
Based
on these data, these parameters have been removed from
the diagnostic criteria of HRS (Table 2).
10
Because of the lack of specific tests, diagnosis of
HRS is based on the exclusion of other disorders that can
cause renal failure in cirrhosis (Tables 1 and 2).
9,10
Acute
renal failure of pre-renal origin due to renal (diuretics) or
extrarenal fluid losses should be investigated. If renal
failure is secondary to volume depletion, renal function
improves rapidly after volume expansion, whereas no
improvement occurs in HRS. Even if there is no history
of fluid losses, renal function should be assessed after
diuretic withdrawal and volume expansion to rule out
any subtle reduction in plasma volume as the cause of
renal failure. The diagnostic criteria of HRS proposed by
the International Ascites Club in San Francisco in 2005
consider that volume replacement should be performed
with I.V. albumin (1 g/kg body weight up to a maximum
of 100 g), rather than with saline.
10
This proposal is
Table 1 International Ascites Club’s Diagnostic Criteria
of HRS*
Major criteria
Chronic or acute liver disease with advanced hepatic failure
and portal hypertension
Low glomerular filtration rate, as indicated by serum
creatinine of > 1.5 mg/dL or 24-hr creatinine clearance
< 40 mL/min
Absence of shock, ongoing bacterial infection, and current
or recent treatment with nephrotoxic drugs; absence of
gastrointestinal fluid losses (repeated vomiting or intense
diarrhea) or renal fluid losses (weight loss > 500 g/day for
several days in patients with ascites without peripheral
edema or 1000 g/day in patients with peripheral edema)
No sustained improvement in renal function (decrease in
serum creatinine to 1.5 mg/dL or less or increase in
creatinine clearance to 40 mL/min or more) following diuretic
withdrawal and expansion of plasma volume with 1.5 L of
isotonic saline
Proteinuria < 500 mg/day and no ultrasonographic evidence
of obstructive uropathy or parenchymal renal disease
Additional criteria
Urine volume < 500 mL/day
Urine sodium < 10 mEq/L
Urine osmolality greater than plasma osmolality
Urine red blood cells < 50 per high-power field
Serum sodium concentration < 130 mEq/L
*Arroyo V, Gine`s P, Gerbes A, et al. Definition and diagnostic criteria
of refractory ascites and hepatorenal syndrome in cirrhosis.
Hepatology 1996;23:164–176.
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SEMINARS IN LIVER DISEASE/VOLUME 28, NUMBER 1
2008
based on a randomized study showing that albumin is
more effective as plasma expander than a saline solution
of hydroxyethyl starch in patients with SBP.
16
The
presence of shock before the onset of renal failure points
toward the diagnosis of acute tubular necrosis. On the
other hand, cirrhotic patients with infections may de-
velop transient renal failure, which resolves after reso-
lution of the infection. This occurs in approximately one
third of patients.
17,18
Therefore, HRS in cirrhotic pa-
tients with bacterial infections should be diagnosed in
patients without septic shock and only if renal failure
does not improve following antibiotic administration.
Complete resolution of the infection, which was re-
quired for the diagnosis of HRS in the initial proposal
by the International Ascites Club in 1996 (Table 1),
9
is
no longer accepted because it may delay the initiation
of treatment with vasoconstrictors and albumin.
10
Cirrhotic patients are predisposed to develop renal fail-
ure in the setting of treatments with aminoglycosides,
19
nonsteroidal anti-inflammatory drugs,
20
and vasodila-
tors (renin-angiotensin system inhibitors, prazosin,
nitrates).
21
Therefore, treatment with these drugs in
the days preceding the diagnosis of renal failure should
be ruled out. Finally, patients with cirrhosis can develop
renal failure due to intrinsic renal diseases, particularly
glomerulonephritis in patients with hepatitis B or C
(deposition of immunocomplexes) or with alcoholic
cirrhosis (deposition of IgA). These cases can be recog-
nized by the presence of proteinuria, hematuria or both,
or abnormal renal ultrasonography (small irregular
kidneys with abnormal echostructure).
Type-1 and Type-2 HRS: Clinical Characteristics
and Prognosis
As indicated previously, there are two types of
HRS.
9,10
Type-1 HRS consists of a severe and rapidly
progressive renal failure, which has been defined as
doubling of serum creatinine reaching a level greater
than 2.5 mg/dL in less than 2 weeks. Although type-1
HRS may arise spontaneously, it frequently occurs in
close relationship with a precipitating factor, such as
severe bacterial infection, mainly SBP, gastrointestinal
hemorrhage, major surgical procedure, or acute hep-
atitis superimposed to cirrhosis. The association of
HRS, SBP, and other bacterial infections has been
carefully investigated.
17,18,22–24
Type-1 HRS develops
in $25% of patients with SBP despite a rapid reso-
lution of the infection with non-nephrotoxic antibi-
otics. Patients with severe circulatory dysfunction prior
to infection or intense inflammatory response (high
concentration of polymorphonuclear leukocytes in as-
citic fluid and high cytokine levels in plasma and
ascitic fluid) are prone to develop type-1 HRS after
the infection. In addition to renal failure, patients with
type-1 HRS induced by SBP show signs and symp-
toms of rapid and severe deterioration of liver function
(jaundice, coagulopathy, and hepatic encephalopathy)
and circulatory function (arterial hypotension, very
high plasma levels of renin and norepinephrine).
22–24
It is interesting to note that in contrast to SBP, sepsis
related to other types of infection in patients with
cirrhosis is rarely associated with type-1 HRS. In one
study, sepsis unrelated to SBP induced type-1 HRS
only in the setting of lack of response to antibiotics.
17
In most patients with sepsis unrelated to SBP re-
sponding to antibiotics, renal impairment, which was
also a frequent event, was reversible. In a second
study,
18
the prevalence of HRS was of 30% in patients
with SBP, of 19% in patients with severe acute urinary
tract infection, and of only 4% in patients with sepsis
of other origin. Interestingly enough, as in SBP, some
patients with severe urinary tract infection developed
type-1 HRS despite the resolution of the infection.
The mechanism for the higher frequency of HRS in
SBP as compared with other bacterial infections is
unknown. Without treatment, type-1 HRS is the
complication of cirrhosis with the poorest prognosis
with a median survival time after the onset of renal
failure of only 2 weeks (Fig. 1).
3
Type-2 HRS is characterized by a moderate
and slowly progressive renal failure (serum creatinine
lower than 2.5 mg/dL). Patients with type-2 HRS
show signs of liver failure and arterial hypotension but
to a lesser extent than patients with type-1 HRS. The
dominant clinical feature is severe ascites with poor
or no response to diuretics (a condition known as
refractory
ascites).
Patients
with
type-2
HRS
are predisposed to develop type-1 HRS following
infections or other precipitating events.
22–24
Median
survival of patients with type-2 HRS (6 months) is
worse than that of patients with nonazotemic cirrhosis
with ascites (Fig. 1).
25
Table 2 New Diagnostic Criteria of Hepatorenal
Syndrome in Cirrhosis*
Cirrhosis with ascites
Serum creatinine > 133 mmol/L (1.5 mg/dL)
No improvement of serum creatinine (decrease to a level of
133 mmol/L) after at least 2 days with diuretic withdrawal
and volume expansion with albumin; the recommended dose
of albumin is 1 g/kg of body weight per day up to a maximum
of 100 g/day
Absence of shock
No current or recent treatment with nephrotoxic drugs
Absence of parenchymal kidney disease as indicated by
proteinuria > 500 mg/day, microhematuria (> 50 red blood
cells per high-power field), and/or abnormal renal
ultrasonography
*Salerno F, Gerbes A, Gine`s P, Wong F, Arroyo V. Diagnosis,
prevention and treatment of hepatorenal syndrome in cirrhosis. Gut
2007;56:1310–1318.
PATHOGENESIS AND TREATMENT OF HEPATORENAL SYNDROME/ARROYO ET AL
83
PATHOGENESIS OF HEPATORENAL
SYNDROME IN CIRRHOSIS
Renal Dysfunction in Cirrhosis Is Related to
Arterial Vasodilation: The ‘‘Classical Peripheral
Arterial Vasodilation Hypothesis’’
The development of portal hypertension in cirrhosis is
associated with arterial vasodilation in the splanchnic
circulation due to the local release of nitric oxide and
other vasodilatory substances.
26–29
According to the
‘‘peripheral arterial vasodilation hypothesis’’ (Fig. 2),
HRS would be the extreme expression of this splanchnic
arterial vasodilation, which would increase steadily
with the progression of the disease.
30
In the initial
phases of cirrhosis, the decrease in systemic vascular
resistance is compensated by the development of a
hyperdynamic circulation (increased heart rate and car-
diac output).
31–33
However, as the disease progresses and
arterial vasodilation increases, the hyperdynamic circu-
lation is insufficient to correct the effective arterial
hypovolemia (Fig. 2).
30
Arterial hypotension develops,
leading to the activation of high-pressure baroreceptors,
reflex stimulation of the renin-angiotensin and sympa-
thetic nervous systems, increase in arterial pressure to
normal or near-normal levels, sodium and water reten-
tion, and ascites formation. The stimulation of antidiu-
retic hormone occurs later during the course of the
disease. Patients then develop solute-free water reten-
tion and dilutional hyponatremia. At this stage of the
disease, the renin-angiotensin and sympathetic nervous
systems are markedly stimulated and arterial pressure is
critically dependent on the vascular effect of the sym-
pathetic nervous activity, angiotensin-II, and antidiuretic
hormone (vasopressin). Since the splanchnic circulation is
resistant to the effect of angiotensin-II, noradrenaline,
and vasopressin due to the local release of nitric oxide
and other vasodilators,
34,35
the maintenance of arterial
pressure is due to vasoconstriction in extrasplanchnic
vascular territories such as the kidneys, muscle, skin,
and brain.
36–39
HRS develops in the final phase of the
disease when there is an extreme deterioration in
effective arterial blood volume and severe arterial hy-
potension. The homeostatic stimulation of the renin-
angiotensin system, the sympathetic nervous system,
and antidiuretic hormone is very intense leading to
renal vasoconstriction and marked decrease in renal
perfusion and GFR, azotemia, and increased serum
creatinine concentration.
Cardiac Dysfunction Is Also Important: The
‘‘Revised Peripheral Arterial Vasodilation
Hypothesis’’
Most hemodynamic studies in cirrhosis have been per-
formed in nonazotemic patients with and without as-
cites, and their findings have been extended to the entire
population of decompensated cirrhosis. Based on these
studies, it has been assumed that HRS develops in the
setting of a hyperdynamic circulation, with low periph-
eral vascular resistance due to the splanchnic arterial
vasodilation and high cardiac output. However, in the
few studies assessing cardiovascular function in patients
with HRS or refractory ascites (most of them with type-
2 HRS), cardiac output was found to be significantly
reduced compared with patients without HRS.
40,41
In
some cases cardiac output was even lower than in normal
subjects, suggesting that circulatory dysfunction associ-
ated with HRS is due not only to arterial vasodilation
but also to a decrease in cardiac function. Two studies by
Ruiz-del-Arbol et al support this idea.
42,43
Figure 1 Survival of patients with cirrhosis after the diagnosis of type-1 or type-2 HRS. HRS, hepatorenal syndrome.
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SEMINARS IN LIVER DISEASE/VOLUME 28, NUMBER 1
2008
In the first study,
42
systemic and hepatic hemo-
dynamics and the endogenous vasoactive systems were
measured in 23 cirrhotic patients with SBP at infection
diagnosis and after SBP resolution. Eight patients de-
veloped type-1 HRS. The remaining 15 patients did not
develop renal failure. Development of type-1 HRS was
associated with a significant decrease in mean arterial
pressure and a marked stimulation of the renin-angio-
tensin and sympathetic nervous systems, indicating a
severe impairment in effective arterial blood volume.
Peripheral vascular resistance did not change despite
the intense stimulation of these endogenous vasocon-
strictor systems, which is consistent with a progression of
the arterial vasodilation already present in these patients.
The most important result of the study, however, was the
observation of a marked decrease in cardiac output in all
cases. These changes were not observed in patients not
developing renal failure. Impairment in systemic hemo-
dynamics and type-1 HRS associated with SBP was,
therefore, clearly related to the simultaneous occurrence
of a decrease in cardiac output and an accentuation of the
arterial vasodilation. Patients who developed type-1
HRS showed significantly higher values of cytokines,
plasma renin activity, and sympathetic nervous activity
and lower cardiac output and glomerular filtration rate at
infection diagnosis than patients not developing renal
failure. These results confirm previous studies showing
that in patients with SBP the severity of the inflamma-
tory response and the degree of impairment of systemic
hemodynamics and renal function prior to the infection
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