–61.
23. Wren TA, Rethlefsen S, Kay RM: Prevalence of speci
fic gait abnor-
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fluence of cerebral palsy
subtype, age, and previous surgery. J Pediatr Orthop 2005; 25(1):
79
–83.
24. Vaughan CL, O
’Malley MJ: Froude and the contribution of naval archi-
tecture to our understanding of bipedal locomotion. Gait Posture 2005;
21(3): 350
–62.
25. Wilken JM, Rodriguez KM, Brawner M, Darter BJ: Reliability and
minimal detectible change values for gait kinematics and kinetics in
healthy adults. Gait Posture 2012; 35(2): 301
–7.
26. Holm S: A Simple sequentially rejective multiple test procedure. Scand
J Stat 1979; 6(2): 65
–70.
27. Winter DA: Kinematic and kinetic patterns in human gait: variability
and compensating effects. Hum Mov Sci 1984; 3: 51
–76.
28. Hansen AH, Meier MR, Sessoms PH, Childress DS: The effects of
prosthetic foot roll-over shape arc length on the gait of trans-tibial pros-
thesis users. Prosthet Orthot Int 2006; 30(3): 286
–99.
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Weiss NS: The prevalence of knee pain and symptomatic knee osteo-
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31. Gard SA, Konz RJ: The effect of a shock-absorbing pylon on the gait
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The Prevalence of Gait Deviations in Individuals With Transtibial Amputation
MILITARY MEDICINE, 181, 11/12:38, 2016
A Narrative Review of the Prevalence and Risk Factors Associated
With Development of Knee Osteoarthritis After Traumatic
Unilateral Lower Limb Amputation
Shawn Farrokhi, PT, PhD*†; Brittney Mazzone, PT, DPT*†‡; Adam Yoder, MS*†;
Kristina Grant, BS*†; Marilynn Wyatt, PT, MA*
ABSTRACT Introduction: Young military Service Members with traumatic unilateral lower limb amputations may
be at a high risk for developing knee osteoarthritis (OA). There is growing evidence for potential in
fluence and predictive
value of nonsystemic risk factors on development and progression of primary knee OA in older adults. Proposed factors
include chronic knee pain, obesity, abnormal knee joint mechanics, muscle weakness, previous knee trauma, and altered
physical activity level. However, there is limited information available regarding whether such nonsystemic risk factors
could also be responsible for the increased risk of knee OA after traumatic, unilateral lower limb amputation in young
military Service Members. The purpose of this narrative review is to compile and present evidence regarding prevalence
of nonsystemic and potentially modi
fiable knee OA risk factors in Service Members with traumatic, unilateral lower limb
amputation, and to identify potential strategies for intervention. Materials and Methods: A comprehensive literature search
was performed in July 2015 using structured search terms related to nonsystemic risk factors for knee OA. Results: Current
collective evidence does suggest an elevated prevalence of the nonsystemic knee OA risk factors in young military
Service Members with unilateral lower limb amputation. In conclusion, the present state of the literature supports that
young military Service Members with traumatic unilateral lower limb amputations may be at increased risk for develop-
ing knee OA compared to nonamputees. Military Service Members injured at a young age have a long life expectancy,
and thus require comprehensive rehabilitation programs to prevent or delay progression of knee OA. Given the lack of
strong evidence, further clinical research is needed to determine whether early identi
fication and modification of
nonsystemic risk factors for knee OA could optimize long-term function and quality of life in young Service Members
after traumatic, unilateral, limb amputations.
BACKGROUND
Young military Service Members who have sustained an
amputation have unique long-term health care and rehabilita-
tion needs. Traumatic limb amputations, in particular, represent
an important source of chronic impairments and functional
limitations that could signi
ficantly impact returning to active
duty, employment status and long-term quality of life (QOL)
in young military Service Members. Although a signi
ficant
amount of resources have been focused on the immediate
rehabilitation needs of young Service Members after amputa-
tion, an important consideration is the early identi
fication and
modi
fication of potential risk factors responsible for long-term
development of secondary health conditions such as knee
osteoarthritis (OA).
KNEE OA AFTER TRAUMATIC UNILATERAL
LOWER LIMB AMPUTATION
Individuals with traumatic, unilateral lower limb amputation
are at a greater risk of developing knee OA compared to
nonamputees. Melzer et al reported that the prevalence of
contralateral knee OA was 66% in 32 individuals with lower
limb amputation, which was signi
ficantly greater than a 38%
prevalence rate detected in an age- and body weight-
matched control group consisting of 24 individuals without
an amputation.
1
Similarly, Hungerford and Cockin
2
reported
knee OA prevalence rates of 63%, 41%, and 21% in trans-
femoral amputees, transtibial amputees, and matched controls,
respectively. Conversely, Norvel et al
3
reported that the prev-
alence of symptomatic knee OA was 16% among 62 older
amputees with no history of previous knee trauma as com-
pared to an 11% rate in 94 elderly nonamputees. Exclusion
of previous knee trauma, which is a strong risk factor for
knee OA, could be partially responsible for the reports of
lower contralateral knee OA by Norvel et al.
3
More recently,
Struyf et al
4
reported knee OA prevalence rates of 27% for
the intact limbs of 78 individuals with traumatic, unilateral
lower limb amputation (mean age 60 years) that were con-
siderably higher than the age- and gender-adjusted rates in
the general population. The much lower knee OA prevalence
rates after traumatic, unilateral limb amputation in this study
compared to previous publications may be associated with
advancements in prosthetic design and rehabilitation of indi-
viduals with lower limb amputation over the past decade.
Nevertheless, the current evidence suggests that the intact
limbs of individuals with traumatic, unilateral lower limb
amputation are at great risk for developing knee OA. Given
*The Department of Physical and Occupational Therapy, Naval Medical
Center San Diego, 34800 Bob Wilson Drive, San Diego, CA 92134.
†Extremity Trauma & Amputation Center of Excellence, 2748 Worth
Road, Suite 29, Fort Sam Houston, TX 78234.
‡BADER Consortium, University of Delaware, STAR Campus, 540
South College Avenue, Suite 102, Newark, DE 19713.
doi: 10.7205/MILMED-D-15-00510
MILITARY MEDICINE, Vol. 181, November/December Supplement 2016
38
the importance of the intact limb for preservation of mobil-
ity and functional independence in individuals with unilat-
eral lower limb amputation, risk factor identi
fication, and
early disease detection appear to be of high importance for
effective prevention and rehabilitation of knee OA in this
patient population.
KNEE OA PATHOMECHANICS AND RISK FACTORS
The knee is one of the joints most commonly affected by OA
with a 50% lifetime risk of developing symptomatic disease
in the general population.
5
As there is no cure, conservative
management of knee OA has traditionally focused on pain
management and improving overall mobility. However, due
to the degenerative nature of the disease, knee OA commonly
progresses to a stage where joint replacement surgery may
be the only viable option for alleviating symptoms and
improving function and QOL. However, joint replacement
surgery may not be a feasible option for some patients such
as those with lower limb amputation or other concomitant
comorbidities. Therefore, attempts are currently underway to
identify potentially modi
fiable risk factors and implement
joint protective strategies that can result in favorable long-
term outcomes.
Although knee OA has long been viewed as a non-
in
flammatory “wear and tear” of the articular cartilage in
older adults, this disease paradigm is rapidly changing. There
is now mounting evidence that although OA is a mechani-
cally driven condition, the disease process is chemically
mediated through a complex interplay between systemic and
nonsystemic factors.
6,7
Normal articular cartilage has a unique
load-bearing mechanism capable of tolerating customary daily
loads without sustaining injury that is determined through
contributions from genetics,
8
as well as mechanical
9
and age-
related factors.
10
However, long-term exposure to excessive
loads and other changes in joint mechanics, similar to those
observed after lower limb amputation,
11
–14
can lead to adap-
tive cellular responses and altered gene expressions that facili-
tate the onset and progression of the disease.
7,15
Although systemic risk factors such as genetic predisposi-
tion
16
may increase the risk of knee OA development after
traumatic limb amputation through gene-speci
fic and time-
dependent alterations in gene expression, e.g., these factors
are permanent and nonmodi
fiable, which makes them unlikely
as direct preventative or therapeutic targets. Conversely, pre-
viously identi
fied nonsystemic and potentially modifiable risk
factors such as chronic knee pain,
17,18
obesity,
19,20
abnormal
knee joint mechanics,
6,7
lower limb muscle weakness,
6,21
pre-
vious joint trauma,
22
and altered physical activity levels
23,24
are all modi
fiable through preventative and rehabilitative strat-
egies that could be applied to individuals with lower limb
amputation. Therefore, the purpose of this narrative review is
to organize the pertinent literature in an effort to identify
nonsystemic, potentially modi
fiable risk factors related to the
development and progression of knee OA in the sound limbs
of Service Members with traumatic amputations and identify
possible prevention and treatment solutions.
REVIEW CRITERIA
Electronic searches of PubMed and EMBASE databases were
performed in July 2015. MeSH terms for the initial search
included
“knee,” “OA,” “amputation,” and “trauma.” A com-
prehensive search was performed for each nonsystemic,
OA-related risk factor by combining the initial search strat-
egy with the combination of the following keyword search
terms:
“pain,” “obesity or body mass index or BMI,” “bio-
mechanics or load or force or moment or rate,
” “muscle and
(weakness or strength or symmetry),
” “acute joint injury or
trauma,
” and “physical activity or sports participation.” All
titles and abstracts were screened for content and pertinence
to the purpose of the review. In cases where direct evidence
was lacking, additional supplemental manual searches were
performed for relevant articles based on reference lists of the
retrieved articles or relevant published literature related to
knee OA and its risk factors in the general population.
CHRONIC KNEE PAIN
Presence of chronic knee pain has been deemed as an early
indicator of degenerative joint changes that may appear
before evidence of radiographic knee OA in nonamputees.
17
The commonly used conventional radiographs are known to
be insensitive to detecting early OA structural changes and
are often only useful in measuring late-stage disease.
25
More
recently it has been suggested that symptoms often precede
the appearance of radiographic abnormalities, implying the
existence of a potentially detectable
“prodromal phase” in
the transition from preradiographic to radiographic stages
of OA.
18
As such, knee pain with activities associated with
higher dynamic knee loading such as climbing stairs has been
suggested to help identify individuals with preclinical knee
OA suitable for early intervention strategies.
17,18
Furthermore,
presence of chronic knee pain has been identi
fied as an early
sign of future OA-related risk of functional decline.
26
After lower limb amputation, high knee pain prevalence
rates of 50 to 55% and 36 to 38% have been reported in
the intact limbs of individuals with unilateral transfemoral
and transtibial amputations, respectively, compared to only a
20% prevalence rate among nonamputees.
3,27,28
Conversely,
the residual knee on the side of a transtibial amputation
has been reported to be
five times less likely to be painful
compared to matched knees in nonamputees.
3
Furthermore,
Burke et al
29
reported a knee pain prevalence rate of 52% in
the intact limbs of individuals with unilateral transtibial
amputations as compared to no reports of pain in the resid-
ual side knee. The higher prevalence of knee pain on the
side of the intact lower limb in individuals with unilateral
amputation is consistent with the patterns of knee OA
reported in this patient population and may be a sign of
MILITARY MEDICINE, Vol. 181, November/December Supplement 2016
39
Development of Knee Osteoarthritis After Unilateral Lower Limb Amputation
underlying disease that could be used for initiation of early
prevention and intervention strategies.
OBESITY
Obesity is a well-documented individual risk factor for pri-
mary knee OA in older adults. To this end, a three-fold
increase in risk of future knee OA development has been
previously reported for young men between the ages of 20
and 29 years with BMI values between 24.7 and 37.6 kg/m
2
compared to their leaner counterparts with BMI values
between 15.6 and 22.8 kg/m
2
.
19
Epidemiologic studies have
previously demonstrated that obesity is linked to both the
development and progression of knee OA
20
; however, there
is considerable debate about how obesity contributes to the
onset and progression of the disease. Potential mechanisms
for the contribution of obesity to knee OA include (1) a gen-
eralized negative metabolic environment re
flecting a sys-
temic in
flammatory response to the products secreted by the
adipose tissues;
30,31
(2) increased cumulative compressive
loads experienced by the joint due to a greater body mass;
32
or (3) a combination of both metabolic and biomechanical
factors. Currently, evidence in support of the metabolic
explanation of the link between obesity and knee OA are
mixed. Although some authors have suggested that meta-
bolic factors associated with obesity contribute to the patho-
genesis of knee OA,
30,31
others have not supported this
premise.
33
On the other hand, the biomechanical theory
explaining the potential link between knee OA and obesity
is well supported by the contention that excessive body mass
increases the loads placed on the knee joint.
32
For example,
it has been reported that a weight increase of 1 kg can result
in a four-fold (4 kg) increase in compressive knee joint loads
per step during activities of daily living.
32
However, the
potentially deleterious effects of greater joint loads due to an
increase in body mass may be countered by the lower activity
level, slower preferred walking speed, and less number of
steps taken per day by individuals with higher body mass,
therefore reducing the total knee joint loading exposure.
Clinical observations suggest that individuals with traumatic
lower limb amputation are at increased risk for weight gain
and obesity. Kurdibaylo
34
reported higher fat content in body
mass for individuals with transtibial (21%) and transfemoral
amputations (23%) compared to age-matched controls (13%).
Norvell et al
3
also reported signi
ficantly higher average body
weight and BMI for individuals with unilateral transtibial and
transfemoral amputations compared to control subjects greater
than 40 years of age. Younger individuals with amputations,
in particular, are at high risk of obesity progression within
their
first year status post amputation, mostly as a result of a
sedentary lifestyle immediately after amputation but before
prosthesis
fitting.
34
Given that military standards for recruit-
ment commonly exclude overweight volunteers, increased
risk of obesity after lower limb amputation is most likely a
consequence of the limb loss, which provides a great oppor-
tunity for initiation of early weight management strategies.
ABNORMAL KNEE JOINT MECHANICS
Knee joint mechanics experienced over time create a cus-
tomary joint loading history that helps to precondition the
tissue to withstand repeated mechanical demands without
sustaining injury.
35
However, joint damage may occur when
the mechanical environment is signi
ficantly altered, such that
new patterns of cartilage stresses\strains outside a habituated
envelope result.
35
This may be a concern after a traumatic,
unilateral lower limb amputation, where the intact limb is
challenged by increased demands for body support and for-
ward progression. Several key reviews within the past
decade have summarized the speci
fic mechanical factors
which in
fluence the onset and progression of compartment
knee OA in the general population
9,36,37
and after lower
limb amputations.
38,39
In both populations, the external knee
adduction moment (KAM) has been the most frequently
used surrogate measure for medial knee joint loading related
to knee OA. The KAM may be roughly estimated by multi-
plying the magnitude of the ground reaction force (GRF) in
the frontal plane with the lever arm distance between the
line of action of the GRF and the knee joint axis of rotation
(Fig. 1). Individuals with knee OA characteristically demon-
strate elevated peak KAM during walking that are strongly
associated with severity of medial compartment knee OA,
which is 10 times more prevalent in the general nonamputee
population than lateral compartment knee OA.
9,36
Further-
more, for patients with existing medial knee OA, KAM
magnitude at baseline has strong associations with baseline
knee pain severity, and was shown to be longitudinally
FIGURE 1.
Schematic representation of intact limb knee adduction
moment (KAM) during initial limb loading. Ground reaction force (GRF)
magnitude, along with the perpendicular distance (white dotted line)
between the GRF line of action and the frontal plane knee center of rotation
approximates KAM magnitude, which is highly determinate of compressive
load within the medial knee compartment.
MILITARY MEDICINE, Vol. 181, November/December Supplement 2016
40
Development of Knee Osteoarthritis After Unilateral Lower Limb Amputation
predictive of OA radiographic progression.
40
However, mea-
sures useful in predicting progression of existing OA may dif-
fer from those associated with initiation of OA.
40
Previous investigations of walking in individuals with
transtibial amputations (mean age ranging 41.2
–56.3 years old)
have reported 33 to 56% greater peak KAM on the intact
limb than on the prosthetic limb, depending on walking speed
and the type of prosthetic foot used in the study.
13,41
–44
While
this is greater relative to an asymmetry of ~10% in non-
amputees,
45
the intact limb may not necessarily be overloaded
in direct comparison to the limb of a speed-matched non-
amputee. For example, Royer et al
44
found a 56% greater
peak KAM on the intact limb relative to the prosthetic side in
individuals with unilateral transtibial amputations, associated
with a 45% greater tibial plateau bone mineral density on the
intact limb, relative to the prosthetic side. However, neither
peak KAM magnitude nor the bone mineral density for the
intact limb were signi
ficantly different from speed- and age-
matched nonamputees.
44
In contrast, a number of other studies
have instead found mechanical differences in the sagittal
plane, reporting 48% greater peak external knee extension
moments on the intact limb, relative to the prosthetic side.
12
–14
Higher-level analysis of net GRFs can also lend insight
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