2.8 Literature Review and Background Sections
You may have noted that Keith Head’s introduction formula includes its
own (mini) literature review. Although master’s theses or doctoral
dissertation chapters should include a separate
section reviewing the
literature to signal that the student is clearly familiar with the literature she
is working in, such a section is almost always entirely unwarranted in a
paper to be submitted to an economics journal.
The reason is simple: most readers have only very little time on their
hands, and most readers will want to get to a paper’s
contribution sooner
rather than later. As a result, a mini literature review discussing how a given
paper relates to the five to ten closest studies in the literature is much more
effective than a separate section reviewing an entire literature.
Moreover, most people are not good enough writers to pull off writing a
literature review section that is worthy of being read, which requires telling
a compelling story about the development of an idea or method. Though
most researchers know their topic well enough to be able to identify all or
almost all of the relevant related studies, few are able to aggregate the
knowledge derived therefrom and coherently
write up the intellectual
history of the topic at hand. In any case, literature reviews are best written
by senior scholars—who are more likely to offer a unique perspective on a
topic because they have thought about it for a long time—and to theses and
dissertation chapters. For the majority of applied economics articles, unless
a reviewer asks for a separate literature review section, a mini literature
review in the introduction is enough.
What about background sections? Those are a different story. When a
topic requires a good
amount of background knowledge, a separate
background section can be very useful. This is especially the case when the
details of some legislation need to be kept in mind when assessing the
effects of some part or all of that legislation on some outcome of interest.
Likewise, in empirical industrial organization studies,
it is common for
authors to include a background section that describes the industry they are
studying. As with anything else in an economics article, the background
section should tell the reader what she needs to know—no more and no
less.