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quality and 

relevance

Comments

Hänsel


Petersson 

et al


2002 [39]

Sweden


50% of target

population in 

a small city, 

Halland and 

surrounding 

rural areas

n: 392

Age: 10–11



Permanent, 

all surfaces

Mean

DMFT: 0.9



Increment:

New DMFS

groups 

(border):



20: 2.6

40: 2.6


60: 1.5

80: 0.5


100: 0.3

2

11 (17



% of inten-

tion-to-


treat)

Not 


stated

BW

Defined:



Only 

dentine 


caries

1 exam-


iner

Intra


exam

DMFT at baseline,

plaque, diet, LB, MS

in saliva, fluoride 

exposure, salivary 

secretion, buffer, 

general health

≥1 new DFS

Proportion 

high risk: 

Not stated

Log


regression 

OR, cario-

gram

Examples from

cariogram

20% chance to  

avoid caries

Se: 9%; Sp: 99.6%;

PPV: 0.92; NPV:

0.71 


80% chance to  

avoid caries 

Se: 73%; Sp: 60%;

PPV: 0.45; NPV: 0.83

Low


Incom-

plete data 

reporting. 

Bias from 

treatment 

possible. 

Effect of 

different 

predictors 

cannot be 

evaluated

Lith et al  

1992 [74]

Sweden


Samples from 

2 communities:

1.2 ppm fluor 

(1 group)

2. random 

sample of half 

with 0.2 ppm

(0 group)

n: 102+127

Age: 13


Permanent

Mean  


D

en

MFS:



2.5

Mean


DMFS: 0.6

Increment: 

53%

developed 



≥1 new

approximal 

dentine 

lesion


5

Not 


stated

Own


criteria

BW only


2 exam-

iners


Yes

Past caries expe-

rience: ≥0, ≥1, ≥2,  

≥3 approximal DFS

≥1 new

approximal 



dentine 

lesion


Proportion 

high risk: 

Not stated

Accuracy


ROC

curves


A

z

 (area under the

linear ROC curve

All, 0 and fluor groups

13–18: 0.84, 0.82,

0.83

13–15: 0.81, 0.78,



0.81

Low


Retrospec-

tive? Incom-

plete data 

reporting



259

K A P I T E L   5   •   r I s K b E d ö M n I n g



Table 5.4 continued

Author

Year,  

reference

Country

Sample, n

Age (years) 

at start

Teeth 

tested,

Caries 

preval-

ence at 

start

Obs 

time 

(yrs)

Drop-out

Explained

Diag-

nostic 

criteria

Exam-

iner (n) 

Relia-

bility

Predictor  

variables

Validating 

criteria

Statist-

ical met-

hods

Results*

Sensitivity and 

specificity

Study 

quality and 

relevance

Comments

Hänsel


Petersson 

et al


2002 [39]

Sweden


50% of target

population in 

a small city, 

Halland and 

surrounding 

rural areas

n: 392

Age: 10–11



Permanent, 

all surfaces

Mean

DMFT: 0.9



Increment:

New DMFS

groups 

(border):



20: 2.6

40: 2.6


60: 1.5

80: 0.5


100: 0.3

2

11 (17



% of inten-

tion-to-


treat)

Not 


stated

BW

Defined:



Only 

dentine 


caries

1 exam-


iner

Intra


exam

DMFT at baseline,

plaque, diet, LB, MS

in saliva, fluoride 

exposure, salivary 

secretion, buffer, 

general health

≥1 new DFS

Proportion 

high risk: 

Not stated

Log


regression 

OR, cario-

gram

Examples from

cariogram

20% chance to  

avoid caries

Se: 9%; Sp: 99.6%;

PPV: 0.92; NPV:

0.71 


80% chance to  

avoid caries 

Se: 73%; Sp: 60%;

PPV: 0.45; NPV: 0.83

Low


Incom-

plete data 

reporting. 

Bias from 

treatment 

possible. 

Effect of 

different 

predictors 

cannot be 

evaluated

Lith et al  

1992 [74]

Sweden


Samples from 

2 communities:

1.2 ppm fluor 

(1 group)

2. random 

sample of half 

with 0.2 ppm

(0 group)

n: 102+127

Age: 13


Permanent

Mean  


D

en

MFS:



2.5

Mean


DMFS: 0.6

Increment: 

53%

developed 



≥1 new

approximal 

dentine 

lesion


5

Not 


stated

Own


criteria

BW only


2 exam-

iners


Yes

Past caries expe-

rience: ≥0, ≥1, ≥2,  

≥3 approximal DFS

≥1 new

approximal 



dentine 

lesion


Proportion 

high risk: 

Not stated

Accuracy


ROC

curves


A

z

 (area under the

linear ROC curve

All, 0 and fluor groups

13–18: 0.84, 0.82,

0.83

13–15: 0.81, 0.78,



0.81

Low


Retrospec-

tive? Incom-

plete data 

reporting



The table continues on the next page

K A R I E S   –   d I A G N O S T I K ,   R I S K B E d ö M N I N G   O C H   I C K E - I N vA S I v   B E H A N d L I N G

260


Table 5.4 continued

Author

Year,  

reference

Country

Sample, n

Age (years) 

at start

Teeth 

tested,

Caries 

preval-

ence at 

start

Obs 

time 

(yrs)

Drop-out

Explained

Diag-

nostic 

criteria

Exam-

iner (n) 

Relia-

bility

Predictor  

variables

Validating 

criteria

Statist-

ical met-

hods

Results*

Sensitivity and 

specificity

Study 

quality and 

relevance

Comments

Mattiasson-

Robertson

et al


1993 [75]

Sweden


Representative

schools in two

areas with dif-

ferent F


n: 655

Age: 12


Permanent

Mean


DMFS: 1.5

(low F), 2.2

(high F)

Increment:

New DMFS

high F (low

F): 1.4 (1.2)

New


approximal 

enamel 


lesions:  

3.7 (2.5)

3

6

Koch 



1967

BW

Several 



exam-

iners 


(ordinary

dentist)


No

Past caries expe-

rience: DMFS,

approximal enamel 

lesions, MS in saliva

and combined

>3 new

D

en



MFS,

or >3 or

>5 new

approximal 



lesions

Proportion 

high risk: 

21% (high F)

38% (low F)

Se, Sp, 


PPV, NPV

Best for past caries

experience

>3 new D

en

MFS

Low F


Se: 60%; Sp: 78%

High F


Se: 32%; Sp: 91%

Low F better than

high F. MS did not

contribute to pre-

diction

Low


Retrospec-

tive? (very

low attrition)

Mattila et al

2001 [76]

Finland


Representa-

tive of target 

population

n: 1 070


Age: 7

Permanent

59% caries-

free at age 

7 mean 

DFT not


stated

Increment

Mean new

DMFT: 2.3

3

35–46


Not 

stated


No BW 

(fibre


optics)

Several 


exam-

iners 


(ordinary

dentist)


Sociodemographic 

factors, parents pre-

vious dental health, 

dietary, oral hygiene 

habits (caries status

at age 7 not used as 

predictor)

Caries  


increment

cut-off not 

stated

Proportion 



high risk: 

Not stated

OR

Mother’s previous



caries, ≥3 carious 

teeth/yr: OR 2.6

Child’s bedtime  

≥9 pm: OR 1.9

Sweet >1/week  

age 3: OR 2.1–2.7

Low

Large  


attrition

ter Pelkwijk

et al

1990 [33]



Netherlands

Children from 

2 towns. Inclu-

sion unclear, 

representative 

of target popu-

lation

n: 286


Age: 7

Permanent

72% caries-

free mean 

dft or 

DMFT not



stated

Increment

caries-free 

age 9: 41%,

caries-free 

age 12: 


36%

2 and 


4

Not given

Backer 

Dirks


1957

BW

Senior 



exam-

iners


n=?

Expe-


rienced, 

calibrated

No

dmft age 7: 0, ≥1,  



≥2, ≥3, ≥4, ≥5, ≥6

Caries  


increment

caries pre-

valence

DMFS >0


Proportion 

high risk: 

About 50%

Se, Sp, 


PPV, NPV,

accuracy, 

ROC

 DMFT 4 or 5



7–9 (7–11)

Se: 68–69%;

Sp: 66–72%

DMFT 4

7–9, 7–11

Se: 68–73%;  

Sp: 72–77%

Better values for 

caries experience 

than for caries 

increment

Low


Incom-

plete data 

reporting


261

K A P I T E L   5   •   r I s K b E d ö M n I n g



Table 5.4 continued

Author

Year,  

reference

Country

Sample, n

Age (years) 

at start

Teeth 

tested,

Caries 

preval-

ence at 

start

Obs 

time 

(yrs)

Drop-out

Explained

Diag-

nostic 

criteria

Exam-

iner (n) 

Relia-

bility

Predictor  

variables

Validating 

criteria

Statist-

ical met-

hods

Results*

Sensitivity and 

specificity

Study 

quality and 

relevance

Comments

Mattiasson-

Robertson

et al


1993 [75]

Sweden


Representative

schools in two

areas with dif-

ferent F


n: 655

Age: 12


Permanent

Mean


DMFS: 1.5

(low F), 2.2

(high F)

Increment:

New DMFS

high F (low

F): 1.4 (1.2)

New


approximal 

enamel 


lesions:  

3.7 (2.5)

3

6

Koch 



1967

BW

Several 



exam-

iners 


(ordinary

dentist)


No

Past caries expe-

rience: DMFS,

approximal enamel 

lesions, MS in saliva

and combined

>3 new

D

en



MFS,

or >3 or

>5 new

approximal 



lesions

Proportion 

high risk: 

21% (high F)

38% (low F)

Se, Sp, 


PPV, NPV

Best for past caries

experience

>3 new D

en

MFS

Low F


Se: 60%; Sp: 78%

High F


Se: 32%; Sp: 91%

Low F better than

high F. MS did not

contribute to pre-

diction

Low


Retrospec-

tive? (very

low attrition)

Mattila et al

2001 [76]

Finland


Representa-

tive of target 

population

n: 1 070


Age: 7

Permanent

59% caries-

free at age 

7 mean 

DFT not


stated

Increment

Mean new

DMFT: 2.3

3

35–46


Not 

stated


No BW 

(fibre


optics)

Several 


exam-

iners 


(ordinary

dentist)


Sociodemographic 

factors, parents pre-

vious dental health, 

dietary, oral hygiene 

habits (caries status

at age 7 not used as 

predictor)

Caries  


increment

cut-off not 

stated

Proportion 



high risk: 

Not stated

OR

Mother’s previous



caries, ≥3 carious 

teeth/yr: OR 2.6

Child’s bedtime  

≥9 pm: OR 1.9

Sweet >1/week  

age 3: OR 2.1–2.7

Low

Large  


attrition

ter Pelkwijk

et al

1990 [33]



Netherlands

Children from 

2 towns. Inclu-

sion unclear, 

representative 

of target popu-

lation

n: 286


Age: 7

Permanent

72% caries-

free mean 

dft or 

DMFT not



stated

Increment

caries-free 

age 9: 41%,

caries-free 

age 12: 


36%

2 and 


4

Not given

Backer 

Dirks


1957

BW

Senior 



exam-

iners


n=?

Expe-


rienced, 

calibrated

No

dmft age 7: 0, ≥1,  



≥2, ≥3, ≥4, ≥5, ≥6

Caries  


increment

caries pre-

valence

DMFS >0


Proportion 

high risk: 

About 50%

Se, Sp, 


PPV, NPV,

accuracy, 

ROC

 DMFT 4 or 5



7–9 (7–11)

Se: 68–69%;

Sp: 66–72%

DMFT 4

7–9, 7–11

Se: 68–73%;  

Sp: 72–77%

Better values for 

caries experience 

than for caries 

increment

Low


Incom-

plete data 

reporting

The table continues on the next page


K A R I E S   –   d I A G N O S T I K ,   R I S K B E d ö M N I N G   O C H   I C K E - I N vA S I v   B E H A N d L I N G

262


Table 5.4 continued

Author

Year,  

reference

Country

Sample, n

Age (years) 

at start

Teeth 

tested,

Caries 

preval-

ence at 

start

Obs 

time 

(yrs)

Drop-out

Explained

Diag-

nostic 

criteria

Exam-

iner (n) 

Relia-

bility

Predictor  

variables

Validating 

criteria

Statist-

ical met-

hods

Results*

Sensitivity and 

specificity

Study 

quality and 

relevance

Comments

Petti et al

2000 [77]

Italy


3 primary 

schools  

in Rome

caries-free 



only included 

(39% of total

sample)

n: 314


Age: 6–7

Primary 


and per-

manent


Mean

dft: 1.6 

DMFT: 0.6

Increment

Mean new

dmft: 0.5,

Mean new

DMFT: 0.2

2

3

WHO 



1987

BW

3 exam-



iners

Yes


Repeated salivary MS

0 vs 1–3, 0–1 vs 2–3,

0–2 vs 3 positive

tests


Fluoride intake, 

sucrose intake 

plaque

≥1 new dft



or DFT

If exfoliated

at follow-up:

counted as 

caries

Only 


caries-free 

at baseline 

included

Se, Sp, 


PPV, NPV

Modest improve-

ment of MS multiple

tests


0 vs 1–3 positive

tests

Se: 50%; Sp: 80%;

PPV: 0.59; NPV:

0.74


Low F, high plaque

Se: 57%; Sp: 94%

Low

Only caries-



free included. 

Bias from 

study design

Pienihäkkinen

1987 [44]

Finland


Institutional-

ised Hungarian 

children

1. Xylitol 

group

2. F and con-



trol group

n: 276


Age: 7–12

Permanent

Mean


D

en

MFS:



1.8

Increment

Mean new

D

en

MFS:



2.0

2

30



Analysed

WHO


No BW 

(fibre


optics)

7 exam-


iners at 

start,  


3 there-

after


Yes

≥1 incipient lesion 

or buccal or lingual 

surfaces


LB>10

5

CFU/ml



saliva

Yeasts ≥5 CFU/ml

Saliva salivary buffer 

capacity: pH ≤5 and 

combinations of 

these


Age ≤9:

2–3 new


DMFS

Age ≥10:


4–5 new

DMFS


Proportion 

high risk: 

Median value

(value not

stated)

Se, Sp, log 



regression

Incipient lesions (inc) 

Se: 52%; Sp: 87%



Combinations

Inc and/or LB + 

yeasts  

Se: 67%; Sp: 76%



Inc and/ or LB + 

yeasts

Se: 70%; Sp: 71%



Salivary buffering  

Se: 63%; Sp: 69

Accuracy max 0.77

Low


Very caries-

active 


children;

open cavities 

common; not

applicable to 

populations 

of today


Pienihäkkinen

1987 [45]

Finland

Institutional-



ised

Hungarian 

children 

(n=350)


1. Xylitol group

2. F and con-

trol group

n: 276


Age: 7–12

Permanent

Mean


D

en

MFS:



1.8

Increment

Mean new

D

en

MFS:



2.0

2

19



WHO

No BW 


(fibre

optics)


7 exam-

iners at 

start,  

3 there-


after

Yes


Salivary buffering;  

2 levels:  

pH ≤4 and pH ≤5

≥3 new


DMFS

Proportion 

high risk: 

Varying


Se, Sp

Best for pH 

at age 9 yrs

Se: 58% girls;  

52% boys

Sp: 64% girls;  

63% boys

Same 


material as 

Pienihäkkinen 

1987 [44].

Important

confounders 

not included



263

K A P I T E L   5   •   r I s K b E d ö M n I n g



Table 5.4 continued

Author

Year,  

reference

Country

Sample, n

Age (years) 

at start

Teeth 

tested,

Caries 

preval-

ence at 

start

Obs 

time 

(yrs)

Drop-out

Explained

Diag-

nostic 

criteria

Exam-

iner (n) 

Relia-

bility

Predictor  

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