Figure. Unfractionated Heparin: Monitoring
Monitoring (aPTT)
• Time for no effect from bolus: 6-8 hr
• No bolus given: 4-6 hr
• Kearon et al Arch Intern Med 1998
– Warfarin: INR ↑ 1.0 = ~ 16 sec aPTT ↑
• Monitoring Xa ?
03-07 in DVT
– Double Lumen Catheter Draw
Table. Unfractionated Heparin: Dosing
Is a bolus needed?
How much?
• 50-80 units/Kg
• 2-3,000 units max
• Stroke: None
• ACS: 1 units/Kg
• LMWH on board
• INR > 2
Maintenance Dosing: units/Kg
• ACS: 12 units/Kg/hr
• Stroke: 15 units/Kg/hr
• DVT/PE: 18 units/Kg/hr
• Prophylaxis
Time
aPTT
How many protocols?
• ECMO
• Dialysis/CRRT
• Pediatrics/Neonates
• CT surgery
Executive Summary Conference Report
30
9th Invited Conference: Improving Heparin Safety
ratory testing, standardizing the dosing and
monitoring heparin therapy and the method
by which the standardized approach is made
available to clinician prescribing and moni-
toring therapy. Addressing these issues by
involving clinicians with knowledge of the
laboratory and clinical aspects of heparin
therapy can improve treatment outcomes for
patients receiving this high-risk medication.
References
1. Raschke RA, Reilly BM, Guidry JR, et al. The weight-
based dosing nomogram compared with a “standard
care” nomogram. A randomized controlled trial. Ann
Intern Med 1993;119:874-1.
2. Hull RD, Raskob GE, Brant RF, et al. Relation between
the time to achieve the lower limit of the APTT thera-
peutic range and recurrent venous thromboembolism
during heparin treatment for deep vein thrombosis.
Arch Intern Med 1997 Dec 8-22;157(22):2562-8.
3. Anand S, Ginsberg JS, Kearon C, et al. The relation
between the activated partial thromboplastin time
response and recurrence in patients with venous
thrombosis treated with continuous intravenous hepa-
rin. Arch Intern Med 1996 Aug 12-26;156(15):1677-81.
4. Anand SS, Bates S, Ginsberg JS, et al. Recurrent venous
thrombosis and heparin therapy: an evaluation of the
importance of early activated partial thromboplastin
times. Arch Intern Med 1999 Sep 27;159(17):2029
5. Owings J, Bagley M, Gosselin R, et al. Effect of critical
injury on plasma antithrombin activity: low antithrom-
bin levels are associated with thromboembolic compli-
cations. J Trauma 1996 Sep;41(3):396-405
6. Bond CA, Raehl CL. Pharmacist-provided anticoagula-
tion management in United States hospitals: death
rates, length of stay, Medicare charges, bleeding
complications and transfusions. Pharmacother 2004
Aug;24(8):953-63.
31
Executive Summary Conference Report
9th Invited Conference: Improving Heparin Safety
PROCEEDINGS
Errors involving treatment with unfrac-
tionated heparin (UFH) are among the most
common and serious in clinical practice. Some
recent examples witnessed by the author
include administering heparin in response
to an order for a Hespan® (hetastarch) bolus,
giving therapeutic doses of heparin and
enoxaparin simultaneously and administer-
ing heparin to a patient with known heparin-
induced thrombocytopenia.
Practice variability
Unnecessary variation in heparin dos-
ing is a less dramatic but more pervasive
type of error that occurs when protocols for
heparin management are not used. Studies
have shown that attaining a therapeutic
aPTT within 24 hours significantly reduces
the risk for recurrent venous thromboembo-
lism (VTE), yet non-protocol-driven practice
achieves this outcome only 37% of the time
1
.
In a published survey of physician manage-
ment of heparin in the treatment of VTE, ini-
tial heparin infusion rates for a 70-kg patient
ranged from 500 to 1500 units/hr (7 to 21
units/Kg/hr). Only half of the respondents
said they would administer another bolus
dose and increase the heparin infusion rate
in response to subtherapeutic aPTT values.
The survey showed wide variability in aPTT
therapeutic ranges, which were not based on
valid calculation in the coagulation labora-
tory
3
. Widespread and unnecessary variation
in physician practices increase opportunities
for errors in aPTT interpretation and heparin
dosing. To reduce this unnecessary and del-
eterious variability, a weight-based heparin
protocol was developed (Table 1)
2
.
Weight-based heparin protocol
A randomized, controlled trial (RCT) was
conducted at three hospitals that included
115 patients receiving therapeutic-dose hep-
Key points
• Serious medication errors related to the administration of heparin are common in clinical
practice.
• Correctly dosing heparin to attain a therapeutic activated partial thromboplastin time (aPTT)
within 24 hours significantly reduces the risk for recurrent venous thromboembolism (VTE),
yet without the use of a standardized protocol, this outcome is achieved only 37% of the
time.
• Use of a weight-based heparin protocol significantly increased the percent of patients that
reached the therapeutic aPTT threshold within 24 hours and significantly reduced the risk of
recurrent VTE.
• The sensitivity of aPTT testing devices can vary greatly among testing instruments, reagents,
and even reagent lots.
• Failure to account for variable sensitivity in aPTT can lead to systematic over- or underdosing
of heparin.
• The therapeutic aPTT range should be calculated at each institution using the recommended
methodology and updated whenever the reagent or lot of reagent is changed.
Venous Thromboembolism:
Improving Safety and Outcomes of Heparin Therapy
Robert Raschke, MD, MS, Director, Critical Care Services, Banner Good Samaritan Medical Center, Phoenix, AZ
Table 1. Weight-based Protocol
2
• Initial: 80 units/Kg bolus, 18 units/Kg/hr
• aPTT value:
change:
1.2 x control
bolus, ↑ 4 units/Kg/hr
1.2 - 1.5
bolus, ↑ 2 units/Kg/hr
1.5 - 2.3
no change
2.3 - 3.0
↓ 2 units/Kg/hr
> 3.0
hold 1 hr, ↓ 3 units/Kg/hr
Executive Summary Conference Report
32
9th Invited Conference: Improving Heparin Safety
arin. A standard-care protocol was compared
to a weight-based protocol. The weight-based
protocol started heparin treatment with a
bolus dose of 80 units/Kg and an infusion of
18 units/Kg/hour. Use of the weight-based
protocol increased the percent of patients
that reached the therapeutic aPTT threshold
within 24 hours from 77% to 97% (p=0.002)
and significantly reduced the risk of recurrent
VTE (RR 0.2, p=0.02)
2
.
Laboratory test variability
The ability to generalize the weight-based
protocol in other institutions was hindered by
variability in laboratory methodology used
to measure the aPTT. Many different aPTT
thromboplastin reagents and instruments are
in use in the United States. Each has a unique
sensitivity to the effect of heparin (akin to
the different sensitivities of prothombin time
reagents that necessitate calculation of the
INR). Thus, in one hospital a sample might be
interpreted as subtherapeutic and the heparin
dose increased, and in another hospital the
same sample might be interpreted as supra-
therapeutic and the heparin dose decreased.
Even when a single reagent is used, clin-
ically significant changes in the sensitivity
can occur from lot to lot. The responsiveness
of different lots of the same thromboplas-
tin reagent used at BGSMC varied over time
(Table 2, Figure 1). If this variable respon-
siveness were unaccounted for in calculation
of the aPTT therapeutic range, systematic
errors would occur in which large numbers
of patients would be either under- or over-
dosed with heparin, depending on whether
the reagent were more or less responsive.
The use of aPTT ratios (such as 1.5-2.5
times control) does not ameliorate this prob-
lem. Studies have shown that aPTT therapeu-
tic ratios vary from 1.6-2.7 times control to
3.7-6.2 times control when the therapeutic
range is appropriately determined by anti-Xa
measurement
4
,
5
.
Recommendations
To account for the unique responsiveness
of the thromboplastin reagent and labora-
tory instrumentation, the College of American
Pathologists (CAP) and the American College
of Chest Physicians (ACCP) Consensus
Conference on Antithrombotic Therapy there-
fore recommend that the aPTT therapeutic
range be independently validated at each
institution. This is accomplished most eas-
ily by taking plasma from at least 30 patients
receiving heparin therapeutically and simul-
taneously measuring anti-Xa heparin levels
and aPTT results. The valid aPTT therapeutic
range can then be calculated using simple
linear regression to correlate the aPTT values
with heparin levels of 0.3 to 0.7 anti-Xa units/
mL. Figure 1 shows the results of using this
technique when a change in thromboplastin
reagent at BGSMC altered the therapeutic
range from 45 to 65 seconds to 70 to 105 sec-
onds. Failure to recognize this change would
have resulted in systematic underdosing of
the vast majority of patients receiving intra-
venous heparin at that institution.
Unfortunately, laboratory-specific valida-
tion of the aPTT therapeutic range is often
overlooked. A review of 15 RCTs comparing
UFH and low-molecular-weight heparin for
the treatment of VTE showed that only three
studies used appropriately validated aPTT
therapeutic ranges and 11 used ranges that
were known to be subtherapeutic for the
thromboplastin reagents they employed
6
.
Failure to use validated aPTT therapeutic
ranges was a significant potential source
of bias in these studies, since it would be
expected to lead to systematic underdosing
of heparin. It also demonstrates the perva-
siveness of this problem, even in academic
medical centers.
Table 2. Actin FS: Change in
Therapeutic aPTT Range at BGSMC
Ther. aPTT Ther. aPTT ratio
Year
60-85
1.8-2.5
1989
66-109
2.2-3.6
1990
79-105
2.3-3.0
1991
64-112
2.2-3.9
1997
55-78
1.9-2.7
1998
81-185
2.6-6.0
1998
72-119 to
2.6-4.3 to 3.7-6.2
2001
98-165
Figure 1. Change in aPTT therapeutic range following reagent change at BGSMC
140
120
100
80
60
40
20
0
Anti-Xa heparin level, units/mL
aPPT
(sec
onds)
0
0.2
0.4
0.6
0.8
1
1.2
1.4
1.6
Actin FSL
1995 - 2002
Actin
1991 - 1995
33
Executive Summary Conference Report
9th Invited Conference: Improving Heparin Safety
Pseudo heparin resistance
The aPTT therapeutic range may also
require recalculation in rare patients with
abnormalities such as increased circulating
levels of coagulation factor VIII. The plasma
of these patients attenuates the sensitivity
of the aPTT response, yielding a lower aPTT
result at any given plasma heparin concen-
tration. Therefore, the patient demonstrates
pseudo heparin resistance in which unneces-
sarily high doses of heparin may be errone-
ously administered to overcome the blunted
aPTT response. This diagnosis may be sus-
pected when patients require unusually high
heparin infusion rates and can be confirmed
by comparing a set of the patient’s aPTT
values with simultaneous anti-Xa heparin
levels. Persistently subtherapeutic aPTTs are
observed despite therapeutic or even supra-
therapeutic anti-Xa heparin levels. Patients
with pseudo heparin resistance can be treat-
ed using a protocol based on anti-Xa heparin
levels, if that test result is available with
acceptable timeliness.
Conclusions
Implementation of a weight-based hep-
arin protocol can be expected to lead to
improved intermediate outcomes (such as
time until achievement of therapeutic aPTT)
and a reduction in recurrent VTE
2
. The use of
a protocol with an invalid aPTT therapeutic
range may actually be counterproductive.
The therapeutic aPTT range at each institu-
tion should be calculated by the recommend-
ed methodology and updated whenever the
reagent or lot of reagent is changed.
References
1. Cruickshank MK, Levine MN, Hirsh J, et al. A standard
heparin nomogram for the management of heparin
therapy. Arch Intern Med 1991;151:333-7.
2. Raschke RA, Reilly BM, Guidry JR, et al. The Weight-based
Heparin Dosing Nomogram Compared with a "Standard
Care" Nomogram. Ann Internal Med 1993;119(9):874-
81.
3. Reilly B, Raschke R, Sandhya S. et al. Intravenous heparin
dosing: patterns and variations in internists’ practices. J
Gen Intern Med 1993 Oct;8(10):536-42.
4. Brill-Edwards P, Ginsberg JS, Johnston M, et al.
Establishing a therapeutic range for heparin therapy.
Ann Intern Med 1993;119:104-9.
5. Bates SM, Weitz JI, Johnston M, et al. Use of a fixed
activated partial thromboplastin time ratio to establish
a therapeutic range for unfractionated heparin. Arch
Intern Med 2001;161:385-91.
6. Raschke R, Hirsh J, Guidry JR. Suboptimal monitoring
and dosing of unfractionated heparin in comparative
studies with low-molecular-weight heparin. Ann Intern
Med 2003;138:720-3.
Executive Summary Conference Report
34
9th Invited Conference: Improving Heparin Safety
PROCEEDINGS
The Epidemiology and Outcomes of Patients Treated
With Heparin During Hospitalization
Vikas Gupta, PharmD, BCPS, CareFusion, MedMined Services, Birmingham, AL
Key points
• Current National Patient Safety Goals call for hospitals to reduce the likelihood of patient
harm associated with the use of anticoagulation therapy.
• A recent study examined the epidemiology, length of stay and occurrence of bleeding or other
complications in non-surgical patients treated with heparin infusions during hospitalization.
• A total of 1443 non-surgical cases treated with heparin for at least 24 hours during hospital-
ization from January 2004 to June 2007 were analyzed retrospectively.
• Based on serum activated partial thromboplastin time (aPTT) results at 6 and 24 hours, cases
were categorized as subtherapeutic (< 50 seconds), therapeutic (50-75 seconds), above thera-
peutic (76-99 seconds) and supra-therapeutic (≥100 seconds).
• One in 3 cases treated with heparin had a subtherapeutic aPTT at 24 hours and these cases
had increased hospital length of stay.
• Clinicians responsible for assuring anticoagulation safety should incorporate strategies to
monitor subtherapeutic aPTT results as diligently as supra-therapeutic results.
Introduction
Anticoagulant use is a frequent cause of
medication errors in hospitalized patients. A
review of published studies found that guide-
lines recommended by American College of
Cardiology/American Heart Association for
weight-based heparin therapy are not com-
monly used
1,2
. This review also noted a high-
er rate of bleeding events in patients who
received excess bolus and infusion heparin
doses. A study by Fanikos et al. of smart pump
technology found that the most common
alerts were for underdose (59.8%), followed
by overdose (31.3%)
3
. The Joint Commission
has issued a Sentinel Event Alert to help
hospitals prevent errors associated with
commonly used anticoagulants
4
. In this brief
report the epidemiology, activated partial
thromboplastin time (aPTT) response and
outcomes of patients receiving therapeutic
doses of heparin are described.
Methods
Study population
Data for this analysis were obtained from
the CareFusion Outcomes Research
Database, a large, multi-institutional data-
base of US acute care hospitals
5
. Data col-
lected included patient-level information
regarding diagnosis and procedures (all prin-
cipal and secondary diagnoses and proce-
dure codes), severity of illness on admission,
length of hospital stay (LOS), hospital charg-
es and clinical variables such as laboratory
results and vital signs. Eligible patients were
drawn from four hospitals that electronically
provided pharmacy orders and laboratory
results for an entire hospital stay from January
2004–June 2007. The current study was con-
ducted in compliance with the New England
Institutional Review Board/Human Subjects
Research Committee (Wellesley, MA), fed-
eral regulations and the Health Insurance
Portability and Accountability Act. All data
were de-identified in a manner that did not
allow for direct or indirect identification of
patient-specific information.
Case definitions
Cases with a heparin order were screened
for route and dosing. All cases older than 18
years old receiving intravenous (IV) heparin
for more than 24 hours were included in
the analysis and were defined as those with
a second IV heparin infusion order at least
24 hours after first order, or with an aPTT
laboratory order at least 24 hours after first IV
heparin infusion order. Cases were grouped
based upon their principal discharge diag-
nosis (International Classification of Diseases,
Ninth Revision, Clinical Modification [ICD-9-
CM]) and further categorized as surgical or
medical. aPTT results at 6 hours and at 24
hours post heparin initiation were grouped
into the following categories: sub-therapeutic
aPTT (< 50 seconds), therapeutic aPTT (50-
75 seconds), above therapeutic aPTT (76-99
seconds) and supra-therapeutic aPTT (≥ 100
seconds). Retrospective analysis identified
1,443 medical cases that received IV heparin
infusions as described.
35
Executive Summary Conference Report
9th Invited Conference: Improving Heparin Safety
Adverse and clinical outcomes
Clinical outcomes analyzed included in-
hospital mortality, LOS, bleeding or other
complications. Bleeding or other complica-
tions were identified by the presence of a
ICD9 diagnosis code for bleeding at time of
admission or by meeting any of the following
criteria within 7 days of IV heparin infusion
initiation: (1) presence of a ICD9 procedure
code for transfusion, (2) thrombocytopenia
defined as (a) initial platelet ≥ 150,000 and
lowest platelet <150,000, or (b) decrease in
platelet count > 50% from baseline; and (3)
decreased hemoglobin of ≥ 10% or 4 gm/dL
from baseline.
Data analysis
Of the 1,443 medical cases, 216 that did
not have an aPTT measured at 24 hours post
heparin initiation were excluded. Univariate
analysis was performed on the four aPTT cat-
egories for mortality, LOS and the presence
of bleeding or other complications. Observed
and expected mortality and LOS ratios were
calculated with previously described predic-
tive models that use demography, comor-
bidities and laboratory results to stratify risk
in the peri-admission period
5
. These models
were recalibrated on the study population to
account for differences in predicted mortality
among disease groups. All statistical analy-
ses were performed using Statistical Analysis
Software (SAS; version 9.01, SAS Institute Inc.,
Cary, NC). P values <0.05 were considered
statistically 2.17
^
significant.
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