which, because of their diffuse involvement of
brain, resemble the metabolic encephalopath-
ies more than they do focal structural disease.
Heading H lists a variety of miscellaneous dis-
orders whose cause is unknown. Although they
represent a heterogeneous group of disorders,
the diseases listed in Table 5–1, when they cause
stupor and coma, can usually be distinguished
by clinical signs alone from supratentorial and
infratentorial focal lesions and from psychologic
disorders.
One caveat: neither the neurologic exami-
nation nor the examiner is infallible, and some
patients have more than one cause for coma.
Hence, even when the diagnosis of metabolic
disease is absolutely unequivocal, unless the
response to treatment is rapid and equally ro-
bust, imaging is an essential part of a careful
workup.
CLINICAL SIGNS OF METABOLIC
ENCEPHALOPATHY
Each patient with metabolic coma has a dis-
tinctive clinical picture, depending on the par-
ticular causative illness, the depth of coma, and
the complications provided by comorbid ill-
nesses or their treatment. Despite these indi-
vidualities, however, specific illnesses often pro-
duce certain clinical patterns that recur again
and again, and once recognized, they betray the
diagnosis. A careful evaluation of consciousness,
respiration, pupillary reactions, ocular move-
ments, motor function, and the electroenceph-
alogram (EEG) may differentiate metabolic
encephalopathy from psychiatric dysfunction
(Chapter 6) on the one hand, and from supra-
tentorial or infratentorial structural disease on
the other (see Chapters 3 and 4). Because these
general characteristics of metabolic coma are so
important, they are discussed before the specific
disease entities.
CONSCIOUSNESS: CLINICAL
ASPECTS
In patients with metabolic encephalopathy,
stupor or coma is usually preceded by delir-
ium. Delirium is characterized by alterations of
arousal (either increased or decreased),
1
dis-
orientation, decreased short-term memory, re-
duced ability to maintain and shift attention,
disorganized thinking, perceptual disturbances,
delusions and/or hallucinations, and disorders
of sleep-wake cycle.
2
Some workers believe that
Multifocal, Diffuse, and Metabolic Brain Diseases Causing Delirium, Stupor, or Coma
181
Table 5–1 Some Diffuse, Multifocal, or Metabolic Causes of
Delirium, Stupor, and Coma
A. Deprivation of oxygen, substrate, or metabolic cofactors
1. Hypoxia* (interference with oxygen supply to the entire brain; cerebral
blood flow [CBF] normal)
a. Decreased blood PO
2
and O
2
content: pulmonary disease; alveolar
hypoventilation; decreased atmospheric oxygen tension
b. Decreased blood O
2
content, PO
2
normal: ‘‘anemic anoxia’’;
anemia; carbon monoxide poisoning; methemoglobinemia
2. Ischemia* (diffuse or widespread multifocal interference with blood
supply to brain)
a. Decreased CBF resulting from decreased cardiac output:
Stokes-Adams attack; cardiac arrest; cardiac arrhythmias; myocardial
infarction; congestive heart failure; aortic stenosis; pulmonary embolism
b. Decreased CBF resulting from decreased peripheral resistance in systemic
circulation: syncope (see Table 5–8); carotid sinus hypersensitivity;
low blood volume
c. Decreased CBF associated with generalized or multifocal increased vas-
cular resistance: hyperventilation syndrome; hyperviscosity (polycythemia,
cryoglobulinemia or macroglobulinemia, sickle cell anemia); subarachnoid
hemorrhage; bacterial meningitis; hypertensive encephalopathy
d. Decreased CBF owing to widespread small-vessel occlusions: disseminated
intravascular coagulation; systemic lupus erythematosus; subacute bacterial
endocarditis; fat embolism; cerebral malaria; cardiopulmonary bypass
3. Hypoglycemia* resulting from exogenous insulin: spontaneous (endogenous
insulin, liver disease, etc.)
4. Cofactor deficiency
Thiamine (Wernicke’s encephalopathy)
Niacin
Pyridoxine
Cyanocobalamin
Folic acid
B. Toxicity of endogenous products
1. Due to organ failure
Liver (hepatic coma)
Kidney (uremic coma)
Lung (CO
2
narcosis)
Pancreas (exocrine pancreatic encephalopathy)
2. Due to hyper- and/or hypofunction of endocrine organs: pituitary thyroid
(myxedema-thyrotoxicosis); parathyroid (hypo- and hyperparathyroidism);
adrenal (Addison’s disease, Cushing’s disease, pheochromocytoma); pancreas
(diabetes, hypoglycemia)
3. Due to other systemic diseases: diabetes; cancer; porphyria; sepsis
C. Toxicity of exogenous poisons
1. Sedative drugs*: hypnotics, tranquilizers, ethanol, opiates
2. Acid poisons or poisons with acidic breakdown products: paraldehyde; methyl
alcohol; ethylene glycol; ammonium chloride
3. Psychotropic drugs: tricyclic antidepressants and anticholinergic drugs;
amphetamines; lithium; phencyclidine; phenothiazines; LSD and mescaline;
ponoamine oxidase inhibitors
4. Others: penicillin; anticonvulsants; steroids; cardiac glycosides; trace metals;
organic phosphates; cyanide; salicylate
D. Abnormalities of ionic or acid-base environment of central nervous system (CNS)
Water and sodium (hyper- and hyponatremia)
Acidosis (metabolic and respiratory)
Alkalosis (metabolic and respiratory)
Magnesium (hyper- and hypomagnesemia)
Calcium (hyper- and hypocalcemia)
Phosphorus (hypophosphatemia)
182
impairment of attention is the underlying ab-
normality in all acute confusional states; others
emphasize clouding of consciousness as the
core symptom.
3
The importance of these early
behavioral warnings is so great that we will re-
view briefly some of the mental symptoms that
often precede metabolic coma and, by their
presence, suggest the diagnosis. The mental
changes are best looked for in terms of arousal,
attention, alertness, orientation and grasp, cog-
nition, memory, affect, and perception.
Tests of Mental Status
Assessing cognitive function in patients with
impairment of attention and alertness is often
difficult. However, careful quantitative assess-
ment of these functions is exceedingly impor-
tant, because changes in cognition often indi-
cate whether the physician’s therapeutic efforts
are improving or worsening the patient’s con-
dition. Several validated bedside tests that can
be given in a few minutes, even to confused pa-
tients, have been developed. These tests allow
one to score cognitive functions and to follow
the patient’s course in quantitative fashion.
4–6
One test is specifically designed for patients in
intensive care units, even those on respirators.
7
Table 5–2 illustrates one such scale.
Arousal can be defined as the degree of sen-
sory stimulation required to keep the patient
attending to the examiner’s question. Patients
with metabolic encephalopathy always have ab-
normalities of arousal. Some patients are hyper-
vigilant, whereas in others arousal is decreased.
In many delirious patients arousal alternates
between hyper- and hypovigilance.
1
Hyperar-
oused patients are so distractible that they can-
not maintain focus on relevant stimuli, whereas
hypoaroused patients need constant sensory
stimulation. In addition, most delirious patients
have an altered sleep-wake cycle, often sleeping
during the day but becoming more confused
and hyperactive at night (‘‘sundowning’’). Ab-
normalities of arousal can also be reflected
in motor activity, with hyperaroused patients
demonstrating increased but purposeless motor
activity and hypoaroused patients being rela-
tively immobile. Although certain clinical states
(i.e., drug withdrawal and fever) are more likely
to produce a hyperaroused state than are other
E. Disordered temperature regulation
Hypothermia
Heat stroke, fever
F. Infections or inflammation of CNS
Leptomeningitis
Encephalitis
Acute ‘‘toxic’’ encephalopathy
Parainfectious encephalomyelitis
Cerebral vasculitis/vasculopathy
Subarachnoid hemorrhage
G. Primary neuronal or glial disorders
Creutzfeldt-Jakob disease
Marchiafava-Bignami disease
Adrenoleukodystrophy
Gliomatosis, lymphomatosis cerebri
Progressive multifocal leukoencephalopathy
H. Miscellaneous disorders of unknown cause
Seizures and postictal states
Concussion
Acute delirious states*: sedative drugs and withdrawal; ‘‘postoperative’’ delirium;
intensive care unit delirium; drug intoxications
*Alone or in combination, the most common causes of delirium seen on medical or surgical wards.
Table 5–1 (cont.)
Multifocal, Diffuse, and Metabolic Brain Diseases Causing Delirium, Stupor, or Coma
183
metabolic disorders such as drug intoxication
and hypoxia/ischemia, in a given patient the state
of arousal is not a reliable guide in diagnosis. In
general, about one-quarter of patients with de-
lirium are hyperaroused, one-quarter are hypo-
aroused, and one-half fluctuate between the two
states. Although hyperaroused patients are of-
ten diagnosed earlier because of their florid
behavior, their outcome appears no different
from those patients who are hypoactive.
8,9
Table 5–2 The Confusion Assessment Method for the Intensive
Care Unit (CAM-ICU)
Delirium is diagnosed when both features 1 and 2 are positive, along with either
feature 3 or feature 4.
Feature 1. Acute Onset of Mental Status Changes or Fluctuating Course
Is there evidence of an acute change in mental status from the baseline?
Did the (abnormal) behavior fluctuate during the past 24 hours, that is, tend to
come and go or increase and decrease in severity?
Sources of information: Serial Glasgow Coma Scale or sedation score ratings
over 24 hours as well as readily available input from the patient’s bedside critical
care nurse or family
Feature 2: Inattention
Did the patient have difficulty focusing attention?
Is there a reduced ability to maintain and shift attention?
Sources of information: Attention screening examinations by using either picture
recognition or Vigilance A random letter test (see Methods and Appendix 2 for
description of attention screening examinations). Neither of these tests requires
verbal response, and thus they are ideally suited for mechanically ventilated
patients.
Feature 3. Disorganized Thinking
Was the patient’s thinking disorganized or incoherent, such as rambling or
irrelevant conversation, unclear or illogical flow of ideas, or unpredictable
switching from subject to subject?
Was the patient able to follow questions and commands throughout the
assessment?
1. ‘‘Are you having any unclear thinking?’’
2. ‘‘Hold up this many fingers.’’ (Examiner holds two fingers in front of the
patient.)
3. ‘‘Now, do the same thing with the other hand.’’ (Not repeating the number
of fingers)
Feature 4. Altered Level of Consciousness
Any level of consciousness other than ‘‘alert.’’
Alert—normal, spontaneously fully aware of environment and interacts
appropriately
Vigilant—hyperalert
Lethargic—drowsy but easily aroused, unaware of some elements in the
environment, or not spontaneously interacting appropriately with the interview;
becomes fully aware and appropriately interactive when prodded minimally
Stupor—difficult to arouse, unaware of some or all elements in the environment,
or not spontaneously interacting with the interviewer; becomes incompletely
aware and inappropriately interactive when prodded strongly
Coma—unarousable, unaware of all elements in the environment, with no
spontaneous interaction or awareness of the interviewer, so that the interview
is difficult or impossible even with maximum prodding
From Ely et al.,
6
with permission.
184
Plum and Posner’s Diagnosis of Stupor and Coma
ATTENTION AND ALERTNESS
Attention is a process whereby one focuses
on relevant stimuli from the environment and
is able to shift focus to other stimuli as they
become relevant. Most observers believe that
the core of delirium as an altered state of con-
sciousness is failure of attention. Attention
is assessed by the examiner during the course
of the clinical examination by determining
whether a patient continues to respond in an
appropriate fashion to the questions posed by
the examiner. Attention is tested formally by
having a patient perform a repetitive task that
requires multiple iterations, such as naming
the days of the week or months of the year, or a
random list of numbers or serial subtractions,
backwards. Failure to complete the task and
even inability to name what the task was indi-
cate inattention.
Three different disorders of attention can be
identified in delirious patients. The first disorder
that usually occurs in patients who are hyper-
aroused is distractibility. Patients shift attention
from the examiner to noises in the hallway or
other extraneous stimuli. A second abnormality
of attention is perseveration. Patients answer a
new question or respond to a new stimulus with
the same response they gave to the previous
stimulus, failing to redirect behavior toward the
new stimulus. The third abnormality is failure
to focus on an ongoing stimulus. After being dis-
tracted by another stimulus, the patient will for-
get to return to the activity in which he or she
was engaged before distraction.
Alterations of alertness preceding other
changes are more characteristic of acute or
subacutely developing metabolic encephalop-
athy than of more slowly developing demen-
tia; demented patients tend to lose orientation
and cognition before displaying an alteration
in alertness. Severe metabolic encephalopathy
eventually leads to stupor and finally coma, and
of course, when this point is reached, mental
testing no longer helps to distinguish metabolic
from other causes of brain dysfunction.
ORIENTATION AND GRASP
Although attention and arousal are the first
faculties to be impaired by metabolic encepha-
lopathies, they are difficult to quantify. As a re-
sult, defects in orientation and immediate grasp
of test situations often become the earliest
unequivocal symptoms of brain dysfunction.
When examining patients suspected of meta-
bolic or cerebral disorders, one must ask spe-
cifically the date, the time, the place, and how
long it takes or the route one would take to
reach home or some other well-defined place.
Even uneducated patients or those with limited
intellect should know the month and year, and
most should know the day and date, particu-
larly if there has been a recent holiday. Patients
with early metabolic encephalopathy lose ori-
entation for time and miss the year as frequently
as the month or the day. Orientation for dis-
tance is usually impaired next, and finally, the
identification of persons and places becomes
confused. Disorientation for person and place
but not time is unusual in structural disease but
sometimes is a psychologic symptom. Disori-
entation for self is almost always a manifesta-
tion of psychologically induced amnesia.
COGNITION
The content and progression of thought are
always disturbed in delirium and dementia,
sometimes as the incipient symptoms. To de-
tect these changes requires asking specific
questions employing abstract definitions and
problems. As attention and concentration are
nearly always impaired, patients with meta-
bolic brain disease usually make errors in serial
subtractions, and rarely can they repeat more
than three or four numbers in reverse. Thus,
difficulty with mental arithmetic is not a sign
necessarily of impaired calculation ability; writ-
ing the problem down, which eliminates the
attentional component of the task, allows as-
sessment of the underlying cognitive function.
It is important to inventory language skills (in-
cluding reading and writing), arithmetic skills,
and visuospatial skills (including drawing), as
well as to judge whether the patient is able
to cooperate and to distinguish focal cognitive
impairments (suggesting a focal lesion) from
more global derangement that is seen in met-
abolic encephalopathy.
MEMORY
Loss of recent memory for recent events and
inability to retain new memories for more than
a few minutes is a hallmark of dementia and
a frequent accompaniment of delirium. Most
patients with metabolic brain disease have a
Multifocal, Diffuse, and Metabolic Brain Diseases Causing Delirium, Stupor, or Coma
185
memory loss that is proportional to other losses
of cognitive functions. When the maximal path-
ologic changes involve the medial temporal
lobe, however, recent memory loss outstrips
other intellectual impairments. Thus, memory
loss and an inability to form new associations
can be a sign of either diffuse or bilateral focal
brain disease.
AFFECT AND COMPORTMENT
Patients may appear apathetic and withdrawn,
in which case they are often believed by their
relatives to be depressed, or they may be ebul-
lient and outgoing, particularly when hyper-
aroused. Inappropriate comments and behav-
ior are common and often embarrassing to
friends and relatives. Patients are usually un-
aware that their behavior is inappropriate.
PERCEPTION
Patients with metabolic brain disease frequently
make perceptual errors, mistaking the mem-
bers of the hospital staff for old friends and
relatives and granting vitality to inanimate ob-
jects. Illusions are common and invariably in-
volve stimuli from the immediate environment.
Quiet and apathetic patients suffer illusory ex-
periences, but these must be asked about since
they are rarely volunteered. Anxious and fear-
ful patients, on the other hand, frequently ex-
press concern about their illusions and mis-
perceptions to the accompaniment of loud and
violent behavior. Unlike patients with psychi-
atric disorders, visual or combined visual and
auditory hallucinations are more common than
pure auditory ones.
10,11
Pathogenesis of the Mental
Changes
Both global and focal cerebral functional ab-
normalities can cause the mental symptoms of
metabolic brain disease. The global symptoms
result from alterations of arousal that in turn
interfere with attention, comprehension, and
cognitive synthesis. Well-recognized focal ce-
rebral abnormalities include specific abnormal-
ities in language recognition and synthesis, in
recent memory storage and recall, in gnosis
(recognition of persons and/or objects [from
the Greek for knowledge]) and praxis (ability to
preform an action [from the Greek for action]),
and perhaps in the genesis of hallucinations.
Focal lesions may mimic more diffuse causes
of delirium. Perhaps the best example is the
florid delirium that sometimes accompanies
cerebral infarcts of the nondominant parietal
lobe,
12
an area implicated in selective atten-
tion
13
that, as indicated above, may be the pri-
mary abnormality in delirium.
A combination of diffuse and focal dysfunc-
tion probably underlies the cerebral symptoms
of most patients with metabolic encephalopa-
thy. The extensive corticocortical physiologic
connectivity of the human brain discussed in
Chapter 1 implies that large focal abnormali-
ties inevitably will cause functional effects that
extend well beyond their immediate confines.
Furthermore, the more rapidly the lesion de-
velops, the more extensive will be the acute
functional loss. Thus, the general loss of highest
integrative functions in metabolic diseases is
compatible with a diffuse dysfunction of neu-
rons and, as judged by measurements of ce-
rebral metabolism, the severity of the clinical
signs is directly related to the mass of neurons
affected. However, certain distinctive clinical
signs in different patients and in different dis-
eases probably reflect damage to more discrete
areas having to do with memory and other
selective aspects of integrative behavior. An
example is the encephalopathy resulting from
thiamine deficiency (Wernicke-Korsakoff syn-
drome; see page 223). In this illness, patients
show acutely the clinical signs of delirium and,
rarely, coma.
14
All neuronal areas are deprived
of thiamine to the same extent, but certain cell
groups such as the mamillary bodies, the me-
diodorsal nucleus of the thalamus, the peria-
queductal gray matter, and the oculomotor
nuclei are pathologically more sensitive to the
deficiency and show the greatest anatomic
evidence of injury. The final common pathway
to neuronal destruction, as in many other dis-
orders, is probably glutamate-induced excito-
toxicity.
15,16
Thus, a diffuse disease may have
a focal maximum. Clinically, eye movements,
balance, and recent memory are impaired more
severely than are other mental functions, and
indeed, memory loss may persist to produce a
permanent Wernicke-Korsakoff syndrome af-
ter other mental functions and overall cerebral
metabolism have improved to a near-normal
level.
186
Plum and Posner’s Diagnosis of Stupor and Coma
RESPIRATION
Sooner or later, metabolic brain disease nearly
always results in an abnormality of either the
depth or rhythm of breathing. Most of the
time, this is a nonspecific alteration and simply
a part of a more widespread brainstem de-
pression. Sometimes, however, the respiratory
changes stand out separately from the rest of
the neurologic defects and are more or less
specific to the disease in question. Some of these
specific respiratory responses are homeostatic
adjustments to the metabolic process causing
encephalopathy. The others occur in illnesses
that particularly affect the respiratory mecha-
nisms. Either way, proper evaluation and in-
terpretation of the specific respiratory changes
facilitate diagnosis and often suggest an urgent
need for treatment.
As a first step in appraising the breathing of
patients with metabolically caused coma, in-
creased or decreased respiratory efforts must
be confirmed as truly reflecting hyperventila-
tion or hypoventilation. Increased chest efforts
do not indicate hyperventilation if they merely
overcome obstruction or pneumonitis, and con-
versely, seemingly shallow breathing can ful-
fill the reduced metabolic needs of subjects in
deep coma. Although careful clinical evaluation
usually avoids those potential deceptions, the
bedside observations are most helpful when
anchored by direct determinations of the ar-
terial blood gases.
Neurologic Respiratory Changes
Accompanying Metabolic
Encephalopathy
Lethargic or slightly obtunded patients have
posthyperventilation apnea, probably resulting
from loss of the influence of the frontal lobes
in causing continual if low-volume ventila-
tion, even when there is no metabolic need to
breathe.
17
Those in stupor or light coma com-
monly exhibit Cheyne-Stokes respiration. With
more profound brainstem depression, tran-
sient neurogenic hyperventilation can ensue
either from suppression of brainstem inhibi-
tory regions or from development of neuro-
genic pulmonary edema.
18,19
As an illustration,
poisoning with short- or intermediate-acting
barbiturate preparations often induces brief
episodes of hyperventilation and motor hy-
pertonus, either during the stage of deepening
coma or as patients reawaken. Hypoglycemia
and anoxic damage are even more frequent
causes of transient hyperpnea. Diabetic keto-
acidosis and other causes of coma that cause
a metabolic acidosis may produce slow, deep
(Kussmaul) respirations. Both hepatic enceph-
alopathy and systemic inflammatory states
cause persistent hyperventilation, resulting
in a primary respiratory alkalosis. In these in-
stances, the increased breathing sometimes
outlasts the immediate metabolic perturba-
tion, and if the subject also has extensor rigid-
ity, the clinical picture may superficially re-
semble structural disease or severe metabolic
acidosis. However, attention to other neuro-
logic details usually leads to the proper diag-
nosis, as the following case illustrates.
Patient 5–1
A 28-year-old man was brought unconscious to
the emergency department. Fifteen minutes ear-
lier, with slurred speech, he had instructed a taxi
driver to take him to the hospital, then ‘‘passed
out.’’ His pulse was 100 per minute, and his blood
pressure was 130/90 mm Hg. His respirations were
40 per minute and deep. The pupils were small
(2 mm), but the light and ciliospinal reflexes were
preserved. Oculocephalic reflexes were present.
Deep tendon reflexes were hyperactive; there were
bilateral extensor plantar responses, and he peri-
odically had bilateral extensor spasms of the arms
and legs. His blood glucose was 20 mg/dL. After
25 g of glucose was given intravenously, respira-
tions quieted, the extensor spasms ceased, and he
withdrew appropriately from noxious stimuli. Af-
ter 75 g of glucose, he awoke and disclosed that
he was diabetic, taking insulin, and had neglected
to eat that day.
Comment: This man’s hyperpnea and decere-
brate rigidity initially suggested structural brainstem
disease to the emergency department physicians.
Normal oculocephalic responses, normal pupillary
reactions, and the absence of other focal signs made
metabolic coma more likely, and the diagnosis was
confirmed by the subsequent findings.
The effectiveness of respiration must be
evaluated repeatedly when metabolic disease
depresses the brain, because the brainstem
Multifocal, Diffuse, and Metabolic Brain Diseases Causing Delirium, Stupor, or Coma
187
reticular formation is especially vulnerable to
chemical depression. Anoxia, hypoglycemia,
and drugs all are capable of selectively induc-
ing hypoventilation or apnea while concurrently
sparing other brainstem functions such as pu-
pillary responses and blood pressure control.
Acid-Base Changes Accompanying
Hyperventilation During
Metabolic Encephalopathy
Respiration is the first and most rapid defense
against systemic acid-base imbalance. Chemo-
receptors located in the carotid body and aortic
arterial wall, as well as in the lower brainstem,
quickly respond to alterations in the blood of
either hydrogen ion concentration or PCO
2
.
Hypoxia sensitizes peripheral chemo receptors
and activates central chemoreceptors, but un-
der most circumstances carbon dioxide levels,
which are linked to blood pH, are more im-
portant in determining respiration (see Chap-
ter 2). Table 5–3 lists some causes of abnormal
ventilation in unresponsive patients.
HYPERVENTILATION
In a stuporous or comatose patient, hyper-
ventilation is a danger sign meaning one of
two things: either compensation for metabolic
acidosis or a response to primary respiratory
stimulation (respiratory alkalosis). Metabolic
acidosis and respiratory alkalosis are differen-
tiated by blood biochemical analyses. In the
first instance, the arterial blood pH is low (less
than 7.30 if hyperpnea is to be attributed to
acidosis) and the serum bicarbonate is also low
(usually below 10 mEq/L). In the second case,
the arterial pH is high (over 7.45) and the se-
rum bicarbonate is normal or reduced. In both
primary respiratory alkalosis and metabolic ac-
idosis with respiratory compensation, the ar-
terial carbon dioxide tension (PaCO
2
) is re-
duced, usually below 30 mm Hg. Respiratory
compensation for metabolic acidosis is a nor-
mal brainstem reflex response and, hence, oc-
curs in most cases of metabolic acidosis. Mixed
primary metabolic acidosis and primary respi-
ratory alkalosis (which persists after the aci-
dotic load is removed) also occurs in several
conditions, particularly salicylate toxicity and
hepatic coma. A diagnosis of mixed metabolic
abnormality can be made when the degree of
respiratory or metabolic compensation is ex-
cessive. Table 5–4 lists some of the causes of
hyperventilation in patients with metabolic en-
cephalopathy.
Table 5–3 Some Causes of Abnormal
Ventilation in Unresponsive Patients
I. Hyperventilation
A. Metabolic acidosis
1. Anion gap
Diabetic ketoacidosis*
Diabetic hyperosmolar coma*
Lactic acidosis
Uremia*
Alcoholic ketoacidosis
Acidic poisons*
Ethylene glycol
Propylene glycol
Methyl alcohol
Paraldehyde
Salicylism (primarily in children)
2. No anion gap
Diarrhea
Pancreatic drainage
Carbonic anhydrase inhibitors
NH
4
Cl ingestion
Renal tubular acidosis
Ureteroenterostomy
B. Respiratory alkalosis
Hepatic failure*
Sepsis*
Pneumonia
Anxiety (hyperventilation syndrome)
C. Mixed acid-base disorders (metabolic acidosis
and respiratory alkalosis)
Salicylism
Sepsis*
Hepatic failure*
II. Hypoventilation
A. Respiratory acidosis
1. Acute (uncompensated)
Sedative drugs*
Brainstem injury
Neuromuscular disorders
Chest injury
Acute pulmonary disease
2. Chronic pulmonary disease*
B. Metabolic alkalosis
Vomiting or gastric drainage
Diuretic therapy
Adrenal steroid excess (Cushing’s
syndrome)
Primary aldosteronism
Bartter’s syndrome
*Common causes of stupor or coma.
188
Plum and Posner’s Diagnosis of Stupor and Coma
Metabolic acidosis sufficient to produce
coma and hyperpnea has four important
causes: uremia, diabetes, lactic acidosis (anoxic
or spontaneous), and the ingestion of poisons
that are acidic or have acidic breakdown prod-
ucts (Table 5–4).
In any given patient, a quick and accurate
selection can and must be made from among
these disorders. Diabetes and uremia are di-
agnosed by appropriate laboratory tests, and di-
abetic acidosis is confirmed by identifying se-
rum ketonemia. It is important to remember
that severe alcoholics without diabetes occa-
sionally can develop ketoacidosis after pro-
longed drinking bouts.
21
An important obser-
vation is that diabetics, especially those who
have been treated with the oral hypoglycemic
agent metformin, are subject to lactic acidosis
as well as to diabetic ketoacidosis, but in the
former condition ketonemia is lacking.
22
If di-
abetes and uremia are eliminated in a patient
as causes of acidosis, it can be inferred either
that he or she has spontaneous lactic acidosis
or has been poisoned with an exogenous toxin
such as ethylene glycol, propylene glycol (which
is metabolized to a racemic mixture of lactate),
methyl alcohol, or decomposed paraldehyde.
Anoxic lactic acidosis would be suspected only
if anoxia or shock was present, and even then
severe anoxic acidosis is relatively uncom-
mon. Although laboratory tests can identify and
quantify the ingested agents, these tests are
not usually immediately available (see Chapter
7). However, the toxins are osmotically active
and measurement of serum osmolality can de-
tect the presence of an osmotically active sub-
stance, indicating exposure to a toxic agent.
23
Severe toxic alcohol poisonings can be treated
with fomepizole and, if necessary in patients
with renal failure, hemodialysis.
24
One report
suggests that diethylene glycol poisoning can
cause delayed neurologic sequelae including
cranial neuropathies and bulbar palsy.
25
The treatment of metabolic acidosis depends
first on treating the inciting factor. Intravenous
bicarbonate is indicated to treat hyperkalemia
and to help clear acidic toxins from cells. Bicar-
bonate does not appear helpful in treating dia-
betic ketoacidosis.
20
Sustained respiratory alkalosis has five im-
portant causes among disorders producing the
picture of metabolic stupor or coma: salicy-
lism, hepatic coma, pulmonary disease, sepsis,
and psychogenic hyperventilation (Table 5–5).
Table 5–4 Pathophysiology of
Metabolic Acidosis
Cause
Rate of Acid
Accumulation
Failure of renal acid
excretion
2–4 mEq/hour
Decreased H
þ
secretion
Distal renal tubular
acidosis
Decreased NH
4
þ
production
Generalized renal
failure
Adrenal insufficiency/
hypoaldosteronism
Loss of bicarbonate and
alkaline equivalents
1–20 mEq/hour
Gastrointestinal
Diarrhea
Pancreatic, biliary, and
enteric drainage
Urinary diversion
Renal
Carbonic anhydrase
inhibitors
Proximal renal tubular
acidosis
Posthypocapnic state
Dilutional acidosis
Addition and/or
overproduction of acid
2–500 mEq/hour
Endogenous
Lactic acidosis
Ketoacidosis
Alcoholic
Starvation
Diabetes
Hereditary metabolic
enzyme disorders
Exogenous
Acid administration
Hydrochloric acid
Ammonium chloride
Cationic amino acids
in total parenteral
nutrition
Toxins converted to acid
Methanol
Ethylene glycol,
propylene glycol
Paraldehyde
Salicylate
From Swenson,
20
with permission.
Multifocal, Diffuse, and Metabolic Brain Diseases Causing Delirium, Stupor, or Coma
189
Neurogenic pulmonary edema and central
neurogenic hyperventilation may also cause re-
spiratory alkalosis in patients with metabolic
stupor or coma. As is true with metabolic aci-
dosis, these usually can be at least partially
separated by clinical examination and simple
laboratory measures.
Salicylate poisoning causes a combined re-
spiratory alkalosis and metabolic acidosis that
lowers the serum bicarbonate disproportion-
ately to the degree of serum pH elevation.
Salicylism should be suspected in a stuporous
hyperpneic adult if the serum pH is normal
or alkaline, there is an anion gap, and the se-
rum bicarbonate is between 10 and 14 mEq/L.
Salicylism in children lowers serum bicarbon-
ate still more and produces serum acidosis. A
bedside laboratory test can rapidly establish a
diagnosis of salicylate intoxication,
27
although
usually in an awake patient the positive history
and the presence of respiratory alkalosis are suf-
ficient. A single serum salicylate measurement
may be somewhat misleading, particularly if
the patient has taken enteric-coated tablets
that may delay absorption. Therefore, in a pa-
tient with a suspected salicylate overdose, care-
ful measurements should be done every 3 hours
until levels have peaked. The ingestion of sed-
ative drugs in addition to salicylates may blunt
the hyperpnea and lead to metabolic acidosis, a
picture that may mislead the examiner.
Salicylates directly activate the respiratory
centers of the brainstem, although the mecha-
nism is not known. Acetaminophen poisoning,
more common than salicylate poisoning, may
cause either metabolic acidosis (lactic acidosis)
or respiratory alkalosis resulting from its hepatic
toxicity (see below).
28,29
The treatment includes, where appropriate,
gastric lavage and activated charcoal. Urinary
alkalization helps promote excretion of the drug;
hemodialysis may be necessary if there is renal
failure.
30
Acetylcysteine may limit the degree
of hepatic toxicity by acetaminophen (see Chap-
ter 7).
Hepatic coma, producing respiratory alka-
losis, rarely depresses the serum bicarbonate
below 16 mEq/L, and the diagnosis usually is
betrayed by other signs of liver dysfunction.
The associated clinical abnormalities of liver
disease are sometimes minimal, particularly
with fulminating acute liver failure or when
gastrointestinal hemorrhage precipitates coma
in a chronic cirrhotic patient. Liver function
tests and measurement of arterial ammonia
must be relied upon in such instances.
Sepsis is always associated with hyperventi-
lation, probably a direct central effect of the
cascade of cytokines and prostaglandins initi-
ated by endotoxinemia. In fact, a respiratory
rate of more than 20 breaths per minute, or a
PCO
2
of less than 30 torr, is part of the defini-
tion of sepsis.
31
Early in the course of the illness
the acid-base defect is that of a pure respiratory
alkalosis (HCO
3
greater than 15 mEq/L), but in
critically ill patients, lactic acid later accumu-
lates in the blood and the stuporous patient
usually presents a combined acid-base defect
of respiratory alkalosis and metabolic acidosis
(HCO
3
less than 15 mEq/L). Fever, or in severe
cases hypothermia and hypotension, may ac-
company the neurologic signs and suggest the
diagnosis.
Respiratory alkalosis caused by pulmonary
congestion, fibrosis, or pneumonia rarely de-
presses the serum bicarbonate significantly.
This diagnosis should be considered in hyp-
Table 5–5 Pathophysiology of
Respiratory Alkalosis
Hypoxia
Parenchymal lung disease
Pneumonia
Bronchial asthma
Diffuse interstitial fibrosis
Pulmonary embolism
Pulmonary edema
Medications and mechanical ventilation
Medications
Salicylate
Nicotine
Xanthine
Catecholamines
Analeptics
Mechanical ventilation
Central nervous system disorders
Meningitis, encephalitis
Cerebrovascular disease
Head trauma
Space-occupying lesion
Anxiety
Metabolic
Sepsis
Hormonal
Pyrexia
Hepatic disease
Hyperventilation syndrome
From Foster et al.,
26
with permission.
190
Plum and Posner’s Diagnosis of Stupor and Coma
oxic, hyperpneic comatose patients who have
normal or slightly lowered serum bicarbonate
levels and no evidence of liver disease.
Psychogenic hyperventilation does not cause
coma, but may cause delirium, and may be pres-
ent as an additional symptom in a patient with
psychogenic ‘‘coma.’’ Severe alkalosis, by itself,
has been reported to cause seizures and coma.
The decreased ionizable calcium complicating
alkalosis may lead to muscle twitching, muscle
spasms, and tetany, as well as positive Chvos-
tek and Trousseau’s signs.
32
Acid-Base Changes Accompanying
Hypoventilation During
Metabolic Encephalopathy
In an unconscious patient, hypoventilation
means either respiratory compensation for met-
abolic alkalosis or respiratory depression with
consequent acidosis. The differential diagnosis
is outlined in Table 5–3. In metabolic alkalosis
the arterial blood pH is elevated (greater than
7.45), as is the serum bicarbonate (greater than
35 mEq/L). In untreated respiratory acidosis
with coma, the serum pH is low (less than 7.35)
and the serum bicarbonate is either normal or
high, depending on prior treatment and how
rapidly the respiratory failure has developed.
The PaCO
2
is always elevated in respiratory
acidosis (usually greater than 55 mm Hg) and
is often elevated in metabolic alkalosis as well
because of respiratory compensation in meta-
bolic alkalosis. In respiratory acidosis, the pH
of the cerebrospinal fluid (CSF) is always low if
artificial ventilation has not been used.
33,34
The
PCO
2
is elevated in respiratory acidosis, and in
metabolic alkalosis with respiratory compen-
sation, but is usually less than 50 mm Hg in
primary metabolic alkalosis and almost invari-
ably rises considerably higher than this when
primary respiratory acidosis causes stupor or
coma. In both disorders, the oxygen tension is
reduced due to hypoventilation. A normal se-
rum bicarbonate level is consistent with un-
treated respiratory acidosis of short duration
but not with metabolic alkalosis.
Metabolic alkalosis results from (1) excessive
loss of acid via gastrointestinal or renal routes, (2)
excessive bicarbonate load, or (3) failure to fully
correct the posthypocapnic state (Table 5–6).
32
To find the specific cause often requires ex-
haustive laboratory analyses, but delirium and
obtundation owing to metabolic alkalosis are
rarely severe and never life threatening, so that
Table 5–6 Pathophysiology of Metabolic Alkalosis
Generation
Examples
1. Loss of acid from extracellular space
Vomiting
A. Loss of gastric fluid (HCI)
Primary aldosteronism and diuretic
administration
B. Acid loss in the urine: increased
distal Na
þ
delivery in presence
of hyperaldosteronism
C. Acid shifts into cells
Potassium deficiency
D. Loss of acid into stool
Congenital chloride-losing diarrhea
2. Excessive HCO
3
loads
A. Absolute
1. Oral or parenteral HCO
3
Milk alkali syndrome
2. Metabolic conversion of the salts of
organic acids in HCO
3
1
Lactate, acetate, or citrate
administration (especially in
conditions with underlying liver
disease)
B. Relative
NaHCO
3
dialysis
3. Posthypercapnic states
Correction of chronic hypercapnia in
presence of low-salt diet or in a
patient with congestive heart
failure
From Khanna and Kurtzman,
32
with permission
Multifocal, Diffuse, and Metabolic Brain Diseases Causing Delirium, Stupor, or Coma
191
time exists for careful diagnostic considerations.
Respiratory compensation from metabolic al-
kalosis leads to hypocapnia, but the PCO
2
rarely
is higher than 50 torr. Higher levels suggest
coexistent pulmonary disease.
35
Respiratory acidosis is a more pressing prob-
lem,
36
caused by either severe pulmonary or
neuromuscular disease (peripheral respiratory
failure) or by depression of the respiratory cen-
ter (central respiratory failure) (Table 5–7).
Both causes induce hypoxia as well as CO
2
retention. Chest examinations almost always
can differentiate neuromuscular from pulmo-
nary disease, and the presence of tachypnea
distinguishes pulmonary or peripheral neuro-
muscular failure from central failure with its
irregular or slow respiratory patterns. Severe
respiratory acidosis of any origin is best treated
by artificial ventilation. Acute respiratory aci-
dosis causes encephalopathy, sometimes asso-
ciated with headache, which may reflect intra-
cranial vasodilation. If the PCO
2
exceeds 70
torr, the patient may become stuporous or
comatose. If awake, there may be asterixis,
myoclonus, and sometimes papilledema, the
last resulting from increased intracranial pres-
sure (ICP) due to the carbon dioxide-induced
cerebral vasodilation.
PUPILS
Among patients in deep coma, the state of the
pupils becomes the single most important cri-
terion that clinically distinguishes between
metabolic and structural disease. The presence
Table 5–7 Pathophysiology of Respiratory Acidosis
Acute
Chronic
Acute central nervous system depression
Central sleep apnea
Drug overdose (benzodiazepines,
narcotics, barbiturates,
Primary alveolar
hypoventilation
propofol, major tranquilizers)
Obesity hypoventilation
Head trauma
syndrome
Cerebrovascular accident
Spinal cord injury
Central nervous system infection
(encephalitis)
Diaphragmatic paralysis
Acute neuromuscular disease
Amyotrophic lateral sclerosis
Guillain-Barre´ syndrome
Myasthenia gravis
Spinal cord injury
Muscular dystrophy
Myasthenic crisis
Multiple sclerosis
Botulism
Poliomyelitis
Organophosphate poisoning
Hypothyroidism
Acute airways disease
Kyphoscoliosis
Status asthmaticus
Thoracic cage disease
Upper airway obstruction (laryngospasm,
angioedema, foreign body aspiration
Chronic obstructive
pulmonary disease
Exacerbation of chronic obstructive
pulmonary disease
Severe chronic interstitial lung
disease
Acute parenchymal and vascular disease
Cardiogenic pulmonary edema
Acute lung injury
Multilobular pneumonia
Massive pulmonary embolism
Acute pleural or chest wall disease
Pneumothorax
Hemothorax
Flail chest
From Epstein and Singh,
36
with permission.
192
Plum and Posner’s Diagnosis of Stupor and Coma
of preserved pupillary light reflexes, despite
concomitant respiratory depression, vestibulo-
ocular caloric unresponsiveness, decerebrate
rigidity, or motor flaccidity, suggests metabolic
coma. Conversely, if asphyxia, anticholinergic
or glutethimide ingestion, or pre-existing pu-
pillary disease can be ruled out, the absence of
pupillary light reflexes strongly implies that the
disease is structural rather than metabolic.
Pupils cannot be considered conclusively
nonreactive to a light stimulus unless care has
been taken to examine them with magnifica-
tion using a very bright light and maintaining
the stimulus for several seconds. Infrared pu-
pillometry is more reliable than the flash-
light.
38
Ciliospinal reflexes are less reliable than
light reflexes but, like them, are usually pre-
served in metabolic coma even when motor and
respiratory signs signify lower brainstem dys-
function.
37
OCULAR MOTILITY
The eyes usually rove randomly with mild met-
abolic coma and come to rest in the forward
position as coma deepens. Although almost any
eye position or random movement can be ob-
served transiently when brainstem function is
changing rapidly, a maintained conjugate lat-
eral deviation or dysconjugate positioning of the
eyes at rest suggests structural disease. Conju-
gate downward gaze, or occasionally upward
gaze, can occur in metabolic as well as in struc-
tural disease and by itself is not helpful in the
differential diagnosis.
39
HISTORICAL VIGNETTE
Patient 5–2
A 63-year-old woman with severe hepatic cir-
rhosis and a portacaval shunt was found in coma.
She groaned spontaneously but otherwise was un-
responsive. Her respirations were 18 per minute
and deep. The pupillary diameters were 4 mm on
the right and 3 mm on the left, and both reacted to
light. Her eyes were deviated conjugately down-
ward and slightly to the right. Oculocephalic re-
sponses were conjugate in all directions. Her mus-
cles were flaccid, but her stretch reflexes were brisk
and more active on the right with bilateral extensor
plantar responses. No decorticate or decerebrate
responses could be elicited. Her arterial blood pH
was 7.58, and her PaCO
2
was 21 mm Hg. Two days
later she awoke, at which time her eye movements
were normal. Four days later she again drifted into
coma, this time with the eyes in the physiologic
position and with sluggish but full oculocephalic
responses. She died on the sixth hospital day with
severe hepatic cirrhosis. No structural central ner-
vous system (CNS) lesion was found at autopsy.
Comment: This patient was seen prior to the
availability of computed tomography (CT) scan-
ning, but the later autopsy confirmed the clinical
impression that these focal abnormalities were
due to her liver failure, not a structural lesion. The
initial conjugate deviation of the eyes downward
and slightly to the right had suggested a deep,
right-sided cerebral hemispheric mass lesion. But
the return of gaze to normal with awakening within
24 hours and nonrepetition of the downward de-
viation when coma recurred ruled out a structural
lesion. At autopsy, no intrinsic cerebral pathologic
lesion was found to explain the abnormal eye
movements. We have observed transient down-
ward as well as transient upward deviation of the
eyes in other patients in metabolic coma.
Because reflex eye movements are particu-
larly sensitive to depressant drugs, cold caloric
stimulation often provides valuable informa-
tion about the depth of coma in patients with
metabolic disease. The ocular response to pas-
sive head movement is less reliable than the
caloric test, as absence of oculocephalic re-
sponses may imply purposeful inhibition of the
reflex and does not dependably distinguish
psychogenic unresponsiveness from brainstem
depression. Cold caloric stimulation produces
tonic conjugate deviation toward the irrigated
ear in patients in light coma and little or no
response in those in deep coma. If caloric stim-
ulation evokes nystagmus, cerebral regulation
of eye movements is intact and the impair-
ment of consciousness is either very mild or the
‘‘coma’’ is psychogenic. If the eyes spontane-
ously deviate downward following lateral devia-
tion, one should suspect drug-induced coma.
39
Finally, if caloric stimulation repeatedly pro-
duces dysconjugate eye movements, structural
brainstem disease should be suspected (but see
Chapter 2).
Multifocal, Diffuse, and Metabolic Brain Diseases Causing Delirium, Stupor, or Coma
193
Patient 5–3
A 20-year-old woman became unresponsive while
riding in the back seat of her parents’ car. There
was no history of previous illness, but her parents
stated that she had severe emotional problems. On
examination, her vital signs and general physical
examination were normal. She appeared to be
asleep when left alone, with quiet shallow respi-
ration and no spontaneous movements. Her pupils
were 3 mm and reactive. Oculocephalic responses
were absent. She lay motionless to noxious stimuli
but appeared to resist passive elevation of her
eyelids. Cold caloric testing elicited tonic devia-
tion of the eyes with no nystagmus. Blood and
urine toxicology screens were positive for barbi-
turates, and she awoke the next morning and ad-
mitted ingesting a mixture of sedative drugs to
frighten her mother.
Comment: The coma in this patient initially
appeared light or even simulated. However, tonic
deviation of the eyes in response to cold caloric
irrigation signified that normal cerebral control of
eye movements was impaired and indicated that
her unresponsiveness was the result of organic, but
probably toxic or metabolic, and not structural
brain dysfunction. Toxicology screening discov-
ered at least one cause, but drug overdosages are
often mixed, and not all of the components may be
picked up on screening.
MOTOR ACTIVITY
Patients with metabolic brain disease generally
present two types of motor abnormalities: (1)
nonspecific disorders of strength, tone, and re-
flexes, as well as focal or generalized seizures,
and (2)certain characteristic adventitious move-
ments that are almost diagnostic of metabolic
brain disease.
‘‘Nonspecific’’ Motor
Abnormalities
Diffuse motor abnormalities are frequent in
metabolic coma and reflect the degree and
distribution of CNS depression (Chapter 1).
Paratonia and snout, suck, or grasp reflexes may
be seen in dementia, as well as in patients in
light coma. With increasing brainstem depres-
sion, flexor and extensor rigidity and sometimes
flaccidity appear. The rigid states are sometimes
asymmetric.
Patient 5–4
A 60-year-old man was found in the street, stu-
porous, with an odor of wine on his breath. No
other history was obtainable. His blood pressure
was 120/80 mm Hg, pulse rate 100 per minute,
and respirations 26 per minute and deep. After
assessing radiographically for cervical spine in-
jury, his neck was found to be supple. There was
fetor hepaticus and the skin was jaundiced. The
liver was palpably enlarged. He responded to
noxious stimuli only by groaning. There was no
response to visual threat. His left pupil was 5 mm,
the right pupil was 3 mm, and both reacted to
light. The eyes diverged at rest, but passive head
movement elicited full conjugate ocular move-
ments. The corneal reflexes were decreased but
present bilaterally. There was a left facial droop.
The gag reflex was present. He did not move
spontaneously, but grimaced and demonstrated
extensor responses to noxious stimuli. The limb
muscles were symmetrically rigid and stretch re-
flexes were hyperactive. The plantar responses
were extensor. An emergency CT scan was nor-
mal. The lumbar spinal fluid pressure was 120
mm/CSF and the CSF contained 30 mg/dL protein
and one white blood cell. The serum bicarbonate
was 16 mEq/L, chloride 104 mEq/L, sodium 147
mEq/L, and potassium 3.9 mEq/L. Liver function
studies were grossly abnormal.
The following morning he responded appropri-
ately to noxious stimulation. Hyperventilation had
decreased, and the extensor posturing had dis-
appeared. Diffuse rigidity, increased deep tendon
reflexes, and bilateral extensor plantar responses
remained. Improvement was rapid, and by the
fourth hospital day he was awake and had normal
findings on neurologic examination. However, on
the seventh hospital day his blood pressure de-
clined and his jaundice increased. He became
hypotensive on the ninth hospital day and died.
The general autopsy disclosed severe hepatic cir-
rhosis. An examination of the brain revealed old
infarcts in the frontal lobes and the left inferior
cerebellum. There were no other lesions.
Comment: In this patient, the signs of liver dis-
ease suggested the diagnosis of hepatic coma. At
first, however, anisocoria and decerebrate rigidity
194
Plum and Posner’s Diagnosis of Stupor and Coma
hinted at a supratentorial mass lesion such as
a subdural hematoma. The normal pupillary and
oculocephalic reactions favored metabolic disease
and the subsequent CT scan and absence of signs
of rostral-caudal deterioration supported that di-
agnosis.
Focal weakness is surprisingly common with
metabolic brain disease. Several of our patients
with hypoglycemia or hepatic coma were tran-
siently hemiplegic, and several patients with
uremia or hyponatremia had focal weakness of
upper motor neuron origin. Others have re-
ported similar findings.
40,41
HISTORICAL VIGNETTE
Patient 5–5
A 37-year-old man had been diabetic for 8 years.
He received 35 units of protamine zinc insulin
each morning in addition to 5 units of regular in-
sulin when he believed he needed it. One week
before admission he lost consciousness transiently
upon arising, and when he awoke, he had a left
hemiparesis, which disappeared within seconds.
The evening before admission the patient had re-
ceived 35 units of protamine zinc and 5 units of
regular insulin. He awoke at 6 a.m. on the floor
and was soiled with feces. His entire left side was
numb and paralyzed. His pulse was 80 per min-
ute, respirations 12, and blood pressure 130/80
mm Hg. The general physical examination was
unremarkable. He was lethargic but oriented. His
speech was slurred. There was supranuclear left
facial paralysis and left flaccid hemiplegia with
weakness of the tongue and the trapezius muscles.
There was a left extensor plantar response but no
sensory impairment. The blood sugar was 31 mg/
dL. EEG was normal with no slow-wave focus. He
was given 25 g of glucose intravenously and re-
covered fully in 3 minutes.
Comment: This patient, who was seen prior to
the availability of CT scanning, provides a closer
look at the range of physical signs and EEG phe-
nomena that may occur in hypoglycemia. Today,
fingerstick glucose testing would have occurred
much earlier, often before reaching the hospital,
and the physician rarely gets to see such cases. In
this man, the occurrence of a similar brief attack of
left hemiparesis a week previously suggested right
carotid distribution infarction initially.
41
How-
ever, the patient was a little drowsier than expected
with an uncomplicated unilateral carotid stroke in
which the damage was apparently rather limited.
The fact that his attack might have begun with
unconsciousness and the fecal staining made his
physicians suspect a seizure. However, hypogly-
cemia also can cause unconsciousness as well as
focal signs in conscious patients. After treatment
of the low glucose, the hemiplegia cleared rapidly.
Patients with metabolic brain disease may
have either focal or generalized seizures that
can be indistinguishable from the seizures of
structural brain disease. However, when met-
abolic encephalopathy causes focal seizures,
the focus tends to shift from attack to attack,
something that rarely happens with structural
seizures. Such migratory seizures are espe-
cially common and hard to control in uremia.
Motor Abnormalities Characteristic
of Metabolic Coma
Tremor, asterixis, and multifocal myoclonus are
prominent manifestations of metabolic brain
disease; they are less commonly seen with focal
structural lesions unless these latter have a toxic
or infectious component.
The tremor of metabolic encephalopathy is
coarse and irregular and has a rate of 8 to 10
per second. Usually these tremors are absent at
rest and, when present, are most evident in the
fingers of the outstretched hands. Severe trem-
ors may spread to the face, tongue, and lower
extremities, and frequently interfere with pur-
poseful movements in agitated patients such as
those with delirium tremens. The physiologic
mechanism responsible for this type of tremor
is unknown. It is not seen in patients with uni-
lateral hemispheric or focal brainstem lesions.
First described by Adams and Foley
42
in pa-
tients with hepatic coma, asterixis is now known
to accompany a wide variety of metabolic brain
diseases and even some structural lesions.
43
Asterixis was originally described as a sudden
palmar flapping movement of the outstretched
hands at the wrists.
44
It is most easily elicited in
lethargic but awake patients by directing them
to hold their arms outstretched with hands
dorsiflexed at the wrist and fingers extended
Multifocal, Diffuse, and Metabolic Brain Diseases Causing Delirium, Stupor, or Coma
195
and abducted (i.e., ‘‘stopping traffic’’). Incipi-
ent asterixis comprises a slight irregular tremor
of the fingers, beginning after a latent period of
2 to 30 seconds that is difficult to distinguish
from the tremor of metabolic encephalopathy.
Leavitt and Tyler
45
have described the two sep-
arate components of this tremulousness. One is
an irregular oscillation of the fingers, usually in
the anterior-posterior direction but with a ro-
tary component at the wrist. The second con-
sists of random movements of the fingers at the
metacarpal-phalangeal joints. This second pat-
tern becomes more and more marked as the pa-
tient holds his or her wrist dorsiflexed until fi-
nally the fingers lead the hand into a sudden
downward jerk followed by a slower return to
the original dorsiflexed position. Both hands
are affected, but asynchronously, and as the
abnormal movement intensifies, it spreads to
the feet, tongue, and face (dorsiflexion of the
feet is often an easier posture for obtunded
patients to maintain). Indeed, with severe met-
abolic tremors it sometimes becomes difficult
to distinguish between intense asterixis and
myoclonus, and there is some evidence that the
two types of movements represent the same
underlying phenomena (sudden and transient
loss of muscle tone followed by sudden com-
pensation). Asterixis is generally seen in awake
but lethargic patients and generally disappears
with the advent of stupor or coma, although
occasionally one can evoke the arrhythmic con-
traction in such subjects by passively dorsi-
flexing the wrist. Asterixis can also be elicited
in stuporous patients by passively flexing and
abducting the hips.
46
Flapping abduction-
adduction movements occurring either syn-
chronously or asynchronously suggest meta-
bolic brain disease (Figure 5–1).
Unilateral, or less commonly bilateral, aster-
ixis has been described in patients with focal
brain lesions.
43
Electromyograms recorded dur-
ing asterixis show a brief absence of muscular
activity during the downward jerk followed by
Figure 5–1. (A) Technique of hip flexion-abduction. (B) Electromyographic (EMG) recording from the hip adductors (upper
trace) and accelerometric recording from the patella (lower trace). Brief periods of EMG silence (black dots) are followed by
a burst of high-voltage electrical activity and a striking change in acceleration. (From Noda et al.,
46
with permission.)
196
Plum and Posner’s Diagnosis of Stupor and Coma
a sudden muscular compensatory contraction,
much like the sudden bobbing of the head that
normally accompanies drowsiness. The sudden
electrical silence is unexplained and not ac-
companied by EEG changes.
42,45,47
Multifocal myoclonus consists of sudden,
nonrhythmic, nonpatterned gross twitching in-
volving parts of muscles or groups of muscles
first in one part of the body, then another, and
particularly affecting the face and proximal limb
musculature. Multifocal myoclonus most com-
monly accompanies uremic encephalopathy, a
large dose of intravenous penicillin, CO
2
nar-
cosis, and hyperosmotic-hyperglycemic en-
cephalopathy. Multifocal myoclonus, in a pa-
tient who is stuporous or in coma, is indicative
of severe metabolic disturbance. However, it
may be seen in some waking patients with neu-
rodegenerative disorders (e.g., Lewy body de-
mentia or Alzheimer’s disease) or prion dis-
orders (Creutzfeldt-Jakob disease and related
disorders). Its physiology is unknown; the mo-
tor twitchings are not always reflected by a
specific EEG abnormality and have, in fact,
been reported in a patient with electrocerebral
silence.
48
DIFFERENTIAL DIAGNOSIS
Distinction Between Metabolic
and Psychogenic Unresponsiveness
In awake patients, differences in the mental
state, the EEG, the motor signs, and, occasion-
ally, the breathing pattern distinguish meta-
bolic from psychiatric disease. Most conscious
patients with metabolic brain disease are con-
fused and many are disoriented, especially for
time. Their abstract thinking is defective; they
cannot concentrate well and cannot easily re-
tain new information. Early during the illness,
the outstretched dorsiflexed hands show irreg-
ular tremulousness and, frequently, asterixis.
Snout, suck, and grasp reflexes are seen. The
EEG is generally slow. Posthyperventilation
apnea may be elicited and there may be hy-
poventilation or hyperventilation, depending
on the specific metabolic illness. By contrast,
awake patients with psychogenic illness, if they
will cooperate, are not disoriented and can re-
tain new information. If they seem disoriented,
they are disoriented to self (i.e., they report
that they don’t know who they are) as well as to
time and place; disorientation to self almost
never occurs in delirious patients. They also lack
abnormal reflexes or adventitious movements,
although they may have irregular tremor, and
they have normal EEG frequencies. Ventila-
tory patterns, with the exception of psychogenic
hyperventilation, are normal.
Unresponsive patients with metabolic dis-
ease have even slower activity in their EEGs
than responsive patients with metabolic disease,
and caloric vestibulo-ocular stimulation elicits
either tonic deviation of the eyes or, if the pa-
tient is deeply comatose, no response. Psycho-
genically unresponsive patients have normal
EEGs and a normal response to caloric irriga-
tion, with nystagmus having a quick phase away
from the side of ice water irrigation; there is
little or no tonic deviation of the eyes (see page
65). In some patients with psychogenic coma,
the eyes deviate toward the ground when the
patient is placed on his or her side.
49
Forced
downward deviation of the eyes has been de-
scribed in patients with psychogenic seizures.
50
Distinction Between Coma of
Metabolic and Structural Origin
As discussed in Chapter 2, the key to distin-
guishing coma of metabolic versus structural
origin is to identify focal neurologic signs that
distinguish structural coma. On the other hand,
certain characteristic motor and EEG findings
can help confirm the diagnosis of a metabolic
encephalopathy when patients are merely ob-
tunded or lethargic. Most patients with meta-
bolic brain disease have diffusely abnormal
motor signs including tremor, myoclonus, and,
especially, bilateral asterixis. The EEG is dif-
fusely, but not focally, slow. The patient with
gross structural disease, on the other hand,
generally has abnormal focal motor signs and
if asterixis is present, it is unilateral. The EEG
may be slow, but in addition with supraten-
torial lesions, a focal abnormality will usually
be present.
Finally, metabolic and structural brain dis-
eases are distinguished from each other by a
combination of signs and their evolution. Co-
matose patients with metabolic brain disease
usually suffer from partial dysfunction affect-
ing many levels of the neuraxis simultaneously,
yet concurrently retain the integrity of other
Multifocal, Diffuse, and Metabolic Brain Diseases Causing Delirium, Stupor, or Coma
197
functions originating at the same levels. The or-
derly rostral-caudal deterioration that is char-
acteristic of supratentorial mass lesions does not
occur in metabolic brain disease, nor is the an-
atomic defect regionally restricted as it is with
subtentorial damage.
ASPECTS OF CEREBRAL
METABOLISM PERTINENT
TO COMA
Earlier chapters of this book have described the
physiologic relationships among the brainstem,
the diencephalon, and the cerebral hemispheres
that underlie the wakeful state and normally
generate the psychologic activities that consti-
tute full consciousness. The brain’s sensori-
motor and mental activities are closely coupled
to cerebral metabolism so that neurochemical
impairment or failure from any cause is likely to
produce rapidly evolving neurologic abnor-
malities.
Neurons and glial cells undergo many che-
mical processes in fulfilling their specialized
functions. The nerve cells must continuously
maintain their membrane potentials, synthe-
size and store transmitters, manufacture axo-
plasm, and replace their always decaying struc-
tural components (Figure 5–2). Glia, which
constitute 90% of the brain’s cells, have several
functions, some of which have been recently
recognized.
51,52
The oligodendroglial cells have
as their major role the generation and main-
tenance of myelin. Microglia (macrophages)
are the brain’s immune cells. Astrocytes reg-
ulate much of the ion homeostasis of the brain’s
extracellular fluid. In addition, they may aid
neuronal function by supplying substrate (lac-
tate)
51
(although the degree, if any, to which
neurons metabolize lactate in vivo is contro-
versial
53
). Astrocytes also participate in con-
trolling blood flow
52
and in maintaining the
blood-brain barrier.
54
All of these complex ac-
tivities require energy, in fact, more of it per
kilogram weight of cells than in any other or-
gan in the body. Furthermore, many of the
enzymatic reactions of both neurons and glial
cells, as well as of the specialized cerebral cap-
illary endothelium, must be catalyzed at some
point by the energy-yielding hydrolysis of
adenosine triphosphate (ATP) to adenosine
diphosphate (ADP) and inorganic phosphate.
Without a constant and generous supply of
ATP, cellular synthesis slows or halts, neuro-
nal functions decline or cease, and cell struc-
tures quickly crumble.
Oxygen, glucose, and cerebral blood flow
(CBF) operate interdependently to supply the
brain with the substrate and cofactors it re-
quires to carry out the chemical reactions that
generate its energy and synthesize its structural
components. Awake or asleep, the brain metab-
olizes at one of the highest rates of any organ in
the body. However, although the overall me-
tabolism of the brain is relatively constant, dif-
ferent areas of the brain metabolize at differ-
ent rates, depending on how active an area is.
55
For example, during exercise, the activity of the
motor cortex increases dramatically, compen-
sated for by decreased metabolism elsewhere
in the brain.
56
Changes in regional metabolism
are best demonstrated by functional magnetic
resonance imaging (MRI) or positron emission
tomography (PET) imaging (Figure 5–3). The
brain suffers a special vulnerability in that it
possesses almost no reserves of its critical nu-
trients, so that even a brief interruption of blood
flow or oxygen supply threatens the tissue’s vi-
tality. These considerations are central to an
understanding of many of the metabolic en-
cephalopathies, and the following paragraphs
discuss them in some detail.
CEREBRAL BLOOD FLOW
Under normal resting conditions, the total CBF
in man is about 55 mL/100 g/minute, an amount
that equals 15% to 20% of the resting cardiac
output. A number of studies have found that the
overall CBF remains relatively constant during
the states of wakefulness or slow-wave sleep
as well as in the course of various mental and
physical activities. PET and functional MRI
scanning reveal that this apparent uniformity
masks a regionally varying and dynamically fluc-
tuating CBF, which is closely adjusted to meet
the metabolic requirements posed by local phys-
iologic changes in the brain. Overall flow in gray
matter, for example, is normally three to four
times higher than in white matter.
55
When neural activity increases within a re-
gion, cerebral metabolism increases to meet
the increased demand.
57
Cerebral metabolic
rate for glucose and CBF each increase about
50% in the active area, whereas the metabolic
rate for oxygen increases only about 5%.
57
198
Plum and Posner’s Diagnosis of Stupor and Coma
glutamate
GLUTAMATE
GLUCOSE
2 LACTATE
GLUTAMINE
Vm
A
B
glutamatergic synapse
PYRUVATE
PYRUVATE
LACTATE
GLUCOSE
LACTATE
LACTATE
astrocyte
capillary
glutamate receptors
neuron
astrocyte
EAAT 1 & 2
capillary
glutamate
aspartale
GABA
TCA
cycle
LDH
1
Na
+
/K
+
ATPase
ATP
ADP
2 K
+
ATP
ADP
PGK
3 Na
+
Na
+
Ca
2+
G
G
glycolysis
GLUCOSE
glycolysis
LDH
5
GLUCOSE
MCT
1 & 2
energy
Figure 5–2. (A) Schematic representation of the mechanism for glutamate-induced glycolysis in astrocytes during
physiologic activation. At glutamatergic synapses, presynaptically released glutamate depolarizes postsynaptic neurons by
acting at specific receptor subtypes. The action of glutamate is terminated by an efficient glutamate uptake system located
primarily in astrocytes. Glutamate is cotransported with Na
þ
, resulting in an increase in the intra-astrocytic concentration
of Na
þ
, leading to an activation of the astrocyte Na
þ
/K
þ
-ATPase. Activation of the Na
þ
/K
þ
-ATPase stimulates glycolysis
(i.e., glucose use and lactate production). Lactate, once released by astrocytes, can be taken up by neurons and serves
them as an adequate energy substrate. (For graphic clarity, only lactate uptake into presynaptic terminals is indicated.
However, this process could also occur at the postsynaptic neuron.) This model, which summarizes in vitro experimental
evidence indicating glutamate-induced glycolysis, is taken to reflect cellular and molecular events occurring during
activation of a given cortical area. (B) Schematic representation of the proposed astrocyte-neuron lactate shuttle. Fol-
lowing neuronal activation and synaptic glutamate release, glutamate reuptake into astrocytes triggers increased glucose
uptake from capillaries via activation of an isoform of the Na
þ
/K
þ
-ATPase, which is highly sensitive to ouabain, possibly
the alpha-2 isoform (Pellerin and Magistretti 1994, 1997). Glucose is then processed glycolytically to lactate by astrocytes
that are enriched in the muscle form of lactate dehydrogenase (LDH
5
). The exchange of lactate between astrocytes and
neurons is operated by monocarboxylate transporters (MCTs). Lactate is then converted to pyruvate since neurons contain
the heart form of LDH (LDH
1
). Pyruvate, via the formation of acetyl-CoA by pyruvate dehydrogenase (PDH), enters the
tricarboxylic acid (TCA) cycle, thus generating 17 adenosine triphosphate (ATP) molecules per lactate molecule. ADP,
adenosine diphosphate. (From Magistretti and Pellerin,
58
with permission.)
199
Thus, the oxygen extraction falls, increasing
the concentration of oxyhemoglobin in venous
blood. This is the basis for the blood oxygena-
tion level dependent (BOLD) signal obtained
using functional MRI. The increase in glucose
metabolism over oxygen metabolism results in
increased lactate production, possibly the sub-
strate for the increased demand of neurons
58
(Figure 5–4). The stimulus for the increase in
regional CBF is complex.
59
A number of vaso-
active substances are released by neurons and
glia during increased neural activity. Important
among these are adenosine, nitric oxide, dopa-
mine, acetylcholine, vasoactive intestinal poly-
peptide, and arachidonic acid metabolites.
59
Several pathologic states of brain are marked
by a disproportionately high rate of local blood
flow in relation to metabolism. Examples of
such reactive hyperemia or ‘‘uncoupling’’ of
flow and metabolism occur in areas of trau-
matic or postischemic tissue injury, as well as in
regions of inflammation or in the regions sur-
rounding certain brain tumors. So far, the na-
ture of the local stimulus to such pathologic
vasodilation also has eluded investigators. The
effects of the process, however, can act to in-
crease the bulk of the involved tissue and
thereby accentuate the pathologic effects of
compartmental swelling in the brain, as dis-
cussed in Chapter 2.
Reduced CBF has several causes. As de-
scribed in Chapter 3, the cerebral vasculature’s
capacity for autoregulation protects the CBF
against all but the most profound drops in
systemic blood pressure. The process of auto-
regulation also means that conditions causing
a lowered cerebral metabolism are usually
accompanied by a secondary fall in CBF, al-
though in many such cases the initial decline in
CBF is less than the metabolic reduction.
60
This delayed response may reflect the rela-
tively slow adaptation of the tonic contractile
state of vascular smooth muscle rather than a
true uncoupling of flow and metabolism. In-
trinsic arterial spasm in cerebral vessels, which
reduces tissue flow below metabolic needs, is
an uncommon phenomenon limited largely to
arteries at the base of the brain (e.g., with lo-
cal surgical trauma as well as with subarach-
noid bleeding and sometimes with meningitis
[see Chapter 4]). Multifocal cerebral arteriolar
spasm had been invoked to explain the re-
gional cerebral vascular injury of malignant
hypertension; recent work, however, offers a
different interpretation of the pathogenesis
of that disorder (see page 168).
Primary reductions in CBF can be regional or
general (global). Regional impairments of CBF
results from intrinsic diseases of the cervical
and cerebral arteries (atherosclerosis, throm-
bosis, and, rarely, inflammation), from arterial
embolism, and from the extrinsic pressure on
individual cerebral arteries produced by com-
partmental herniation. General or global reduc-
tions in CBF result from systemic hypotension,
complete or functional cardiac arrest (e.g., ven-
tricular arrhythmias in which output falls below
requirements of brain perfusion), and increased
ICP. As noted earlier in this volume, however,
unless some primary abnormality of brain tissue
acts to increase regional vascular resistance, an
increase in the ICP must approach the systemic
systolic pressure before the CBF declines suf-
ficiently to cause recognizable changes in neu-
rologic functions.
Figure 5–3. A functional magnetic resonance imaging
scan of the normal individual flexing and extending his
fingers. Blood flow increases to a greater degree than
oxygen consumption in the motor areas, leading to an
increase in oxyhemoglobin. The paramagnetic oxyhemo-
globin causes an increased blood oxygen level-dependent
signal in the motor cortex bilaterally. (Image courtesy
Dr. Andrei Holodny.)
200
Plum and Posner’s Diagnosis of Stupor and Coma
Cessation of blood flow to the brain (ische-
mia), as discussed in subsequent paragraphs,
appears to cause a greater risk of irreversible
tissue damage than does even a profound re-
duction in the arterial oxygen tension (anox-
emia). The precise lower level of arterial per-
fusion required to maintain the vitality of the
tissue in man is not known. Extrapolations based
on animal experiments suggest that the CBF of
20 mL/100 g of brain per minute causes loss
of consciousness but not permanent damage.
If the flow falls to 10 mL/100 g/minute, mem-
brane integrity is lost and calcium influx into
the cells leads to irreversible damage. Time is
also an important factor. Flows of 18 mL can
be tolerated for several hours without leading
to infarction, whereas flows of 5 mL lasting for
more than 30 minutes will cause infarction.
61
K
+
tCa
2
+
tCa
2
+
tCa
2
+
K
+
siphoning
Ca
2
+
waves
P2Y
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