Lessons learned
ICPS evaluations revealed many process
variations. Five systems had a weight-based
heparin protocol, one did not. Results for all
were compared. Anticoagulant safety issues
among the different hospitals were similar.
Correlating actions with outcomes was dif-
ficult. The experience and results from this
project educated coalition members about
systems and processes so that better ques-
tions could be asked.
Summary and conclusions
ICPS representatives from six hospital
systems developed a consensus about safe
practices for anticoagulant use. Four target-
ed actions were implemented to assess and
improve anticoagulant safety but data-based
conclusions were difficult to reach and more
questions were raised. The next steps are
to reconvene the ICPS to complete another
self-assessment to determine whether any
progress has been made and to determine if
initiatives such as computer alerts have con-
tinued to progress at ICPS health systems. If
goals are not met, they will be the subject of
further investigation. ICPS is now considering
how to expand the coalition to include subur-
ban hospitals and others in Indiana.
Executive Summary Conference Report
46
9th Invited Conference: Improving Heparin Safety
PROCEEDINGS
Heparin Safety in Children
Charles Homer, MD, MPH, Chief Executive Officer, National Initiative for Children’s Healthcare Quality, Cambridge, MA
Key points
• Medication errors are at least as common in children as in adults.
• Infants in neonatal intensive care units (ICUs) and older children with complicated chronic
illnesses or severe trauma are at greatest risk.
• Root causes of pediatric medication errors include:
– The complexity of the medication use process
– Variability in the size of pediatric patients, dosing regimens and medication
concentrations
– Patients’ inability to self-advocate
– Limited research
– Insufficient training and customization of treatment and safety technologies
– Inadequate patient safety culture
– Look-alike/sound-alike medications
– Reliance on individual vigilance rather than on systems and technology
• Medication errors are a system issue and require a system response.
• Government, professional organizations, regulatory bodies, researchers, hospital senior
leadership, clinicians and industry need to work together to create systems that maximize
medication safety in children.
National Initiative for Children’s
Healthcare Quality
National Initiative for Children’s Healthcare
Quality (NICHQ) is an action-oriented organi-
zation whose mission is to improve child
health. NICHQ's current improvement agen-
da focused on four areas: equity, childhood
obesity, chronic illness and patient safety.
During the past three years NICHQ coor-
dinated the Pediatric Affinity Group of the
Institute for Healthcare Improvement’s (IHI)
Five Million Lives Campaign, working together
with the American Academy of Pediatrics, the
National Association of Children’s Hospitals
and Related Institutions, and the Child Health
Corporation of America.
Pediatric medication errors
Medication errors in children are at least
as common in children as in adults
1
. Studies
based on reviews of medical records show
that the frequency of medication errors in
children is the same as it is for adults
2
. More
sensitive tools such as the trigger tool recom-
mended by IHI and modified for pediatric
patients show that the frequency of medica-
tion errors is somewhat higher in children
than in adults
3
. The youngest and oldest
pediatric patients are at highest risk, namely,
infants in neonatal intensive care units (ICUs)
and older children with complicated chronic
illnesses or severe trauma. The ICU setting is
the highest-risk environment
4
.
Causes of pediatric medication errors
Although several root causes of medica-
tion errors in children are similar to those in
adults, several characteristics of children and
their health care raise additional concerns.
• Comparable complexity. The complexity of
the medication use process, from diagno-
sis and prescribing medicines to adminis-
tration and documentation of the dose, is
the most common underlying cause. The
medication use process involves many
steps with the potential for error at any
step. As in the adult setting, attention tra-
ditionally has focused on vigilance rather
than on the system as the strategy for
addressing this issue in the pediatric set-
ting.
47
Executive Summary Conference Report
9th Invited Conference: Improving Heparin Safety
Responsibility
Some difficult questions experts are often
asked are: why, after the first incident, did the
same error pediatric medication error happen
again? Who was responsible and why was
the system not fixed? A failure mode effects
analysis (FMEA) performed by the Institute
for Safe Medication Practices showed that no
single person is responsible for these errors.
Medication errors are a system issue and
require a system response.
There are many places where responsi-
bilities lie. There is a responsibility to regulate
the pharmaceutical industry. Look-alike or
sound-alike medications are not permissible.
In keeping with the Joint Commission’s efforts,
there need to be hospital standards to ensure
patient safety through the use of technology
and staff training. Hospitals must be provided
with resources to implement these changes.
Financial incentives need to be aligned. An
example of an emerging alignment of incen-
tives to improve patient safety is the Medicare
policy of not paying a hospital for the care of
a condition resulting from a medication error.
• Greater variability. Pediatric patients range
in size from the smallest premature infant
to adult-sized adolescents. This presents
major challenges with regard to medica-
tion use. Dosing regimens and medication
concentrations used for pediatric patients
are therefore highly variable. There is also
a lower margin for error with infants and
young children compared to adults.
• Lack of self-advocacy. Young children are
not able to advocate for themselves or
ask questions about their medication. A
healthy parent may ask questions, so it dif-
ficult to determine whether this increases
or decreases a child’s risk of harm.
• Less research. Pediatric patients represent
a smaller market for pharmaceutical com-
panies, and there are fewer studies of the
safety of medications for this population.
Changes in the pediatric drug laws have
improved but not resolved this situation.
• Insufficiently customized technology. Some
medication safety technologies such
as computerized prescriber order entry
(CPOE) and medication administration
systems initially were not sufficiently cus-
tomized for the variable sizes of pediatric
patients.
• Insufficient training and customized treat-
ment. Anecdotal evidence suggests that
hospitals with both adult and pediatric
patients and mixed systems may not have
the same level of specialized training,
treatments and formulary for pediatric
patients that might be found in children’s
hospitals.
• Inadequate patient safety culture.
Differences in patient safety culture may
also increase the risk of medication errors
in children. An NICHQ analysis of data from
the first Agency for Healthcare Research
and Quality’s Patient Safety Survey
5
shows
that staffs who work on pediatric units
report lower levels of patient safety prac-
tices in areas such as teamwork and man-
agement support for patient safety issues
(Figure 1). These results did show improve-
ment in the 2008 survey, suggesting that
the increased attention to safety and qual-
ity in hospital settings serving children
may be improving the safety culture.
• Look-alike/sound-alike medications. The
widely publicized issue that medication
vials look alike is another cause of pediatric
medication errors, specifically with regard
to tragic heparin-related incidents during
the past two years. Two vials of heparin
may look similar but contain 1,000-fold
different concentrations. In these cases,
nurses on the pediatric care unit used
adult-strength heparin to prepare flushes
for intravenous catheters instead of using
the low-concentration heparin. The hospi-
tals also relied on the vigilance of individu-
als to avert medication errors rather than
use technology to match patient to medi-
cation. For example, barcoding systems
could have been used when stocking the
automated dispensing cabinet and when
medicines were administered to patients.
Figure 1. Patient Safety Culture Composite—Percentage Responding Favorably
Highest
Pediatrics
Lowest
Median
0.9
0.8
0.7
0.6
0.5
0.4
0.3
Team
wor
k W
ithin
Units
Team
wor
k A
cross
Units
Staffing
Handoff
s &
Tr
ansitions
Nonpunitiv
e R
esponses
to
Er
ror
Av
er
age
Acr
oss
Composit
es
Sup
v/Mg
r Expec
ta
tions
&
Ac
tions
Mg
m
t. Suppor
t f
or
Pa
tien
t S
afet
y
Or
g.
Lear
ning-
Con
tinuous
Impr
ov
emen
t
Ov
er
all
Per
ceptions
of
Pa
tien
t S
afet
y
Feedback
&
Communica
tion
About
Er
ror
Fr
equenc
y of
Ev
en
ts
Repor
ted
Communica
tion
Openness
Survey Areas
Executive Summary Conference Report
48
ate training, supervision and staffing that
enable professionals to perform to the best of
their capacities and desires.
Organizations that fund and publish
research have a responsibility to support
research into pragmatic questions such as
whether a specific medication, such as hepa-
rin, needs to be administered in a specific set-
ting. The study of medication safety systems
is still underfunded.
Conclusion
Government, professional organizations,
regulatory bodies, researchers, hospital senior
leadership, clinicians and industry need to
work together to create a future that maximiz-
es medication safety in children. Developing
specific policies and practices is essential to
safeguarding children against medication
errors. NICHQ is committed to working col-
laboratively to promote the development and
widest possible dissemination of these prac-
tices.
At the individual hospital there is also
responsibility at the executive governance
level. This is suggested in the concept of
“Getting the Board on board” in the IHI Five
Million Lives campaign
6
. IHI also emphasiz-
es the importance of having a learning cul-
ture. If a major adverse drug event happens,
senior leaders in a healthcare organization are
responsible for finding out about that event
and making sure that it could not occur in
their organization. NICHQ believes that if a
hospital is committed to caring for children,
there is a need to employ every means avail-
able to ensure those children will be safe. In
a smaller institution it may be particularly
difficult for senior leadership to devote the
necessary resources for its pediatric patients.
Professional responsibility is also involved.
A serious medication error often attracts
media attention and criticism. Nurses may
be criticized for not demonstrating appropri-
ate professional responsibility in carrying out
their duties. While professionalism is impor-
tant, organizations need to ensure appropri-
References
1. Kaushal R, Bates DW, Landrigan C, et al. Medication
errors and adverse drug events in pediatric inpatients.
JAMA. 2001;285:2114-20.
2. Woods D, Thomas E, Holl J, et al. Adverse events
and preventable adverse events in children. Pediatrics.
2005;115:155-60.
3. Takata GS, Mason W, Taketomo C, et al. Development,
testing, and findings of a pediatric-focused trigger tool
to identify medication-related harm in US children’s
hospitals. Pediatrics. 2008;121:e927-35.
4. Sharek PJ, Horbar JD, Mason W, et al. Adverse events in
the neonatal intensive care unit: development, testing,
and findings of an NICU-focused trigger tool to identify
harm in North America. Pediatrics. 2006;118:1332-40.
5. Agency for Healthcare Research and Quality. Hospital
Survey on Patient Safety Culture. 2007. Retrieved
January 9, 2009 from http://www.ahrq.gov/qual/hosp-
surveydb/.
6. Institute for Healthcare Improvement. Getting Boards
on board. Retrieved January 9, 2009 from http://www.
ihi.org/IHI/Programs/Campaign/BoardsonBoard.htm.
PROCEEDINGS
9th Invited Conference: Improving Heparin Safety
49
Executive Summary Conference Report
The medication-use system consists of
a continuum of critical steps, including the
selection and storage of medications, order-
ing, transcribing, preparing, dispensing and
administering medications for patients and
monitoring patient response. Though atten-
tion to detail is expected by all who are
involved in the use of drugs, extra efforts are
necessary to improve patient safety with high-
alert medications such as anticoagulants.
Heparin therapy is particularly susceptible
to errors because of the use of units for dos-
age, variability in ordering using or not using
weight-based dosing, the need to prepare
patient-specific doses and the need to moni-
tor patient response to therapy. The impact
of heparin on each of the critical steps in the
medication-use system should be analyzed.
Strategies to consider for improving the
safety of heparin therapy include:
• Selection
– Identify and evaluate all stock of hep-
arin used, including vials, premixed
infusions and components of prepared
trays.
– Only pharmacy should select the hep-
arin products for therapeutic use.
– If departments such as materials man-
agement or dialysis order heparin in
any form for catheter flushing (such
as in a prepared tray), pharmacy must
provide oversight of the selection and
storage of the supplies.
– Only concentrations and vial and
syringe sizes appropriate for the indi-
cations and patient population should
be selected.
• Storage
– Pharmacy should approve all storage
locations.
– Storage outside of the pharmacy
department should be limited.
– Prominent warning stickers and other
visual cues should be used to minimize
the possibility of selecting an incorrect
dosage unit.
– The availability of heparin before phar-
macist review of an order should be
avoided.
– Vials of 10,000 units/mL concentration
should not be stocked outside of the
pharmacy.
• Ordering
– Medical staff-approved protocols
should be used whenever possible.
– The order sheet listing the approved
protocol should be examined by
pharmacy, medical records and other
appropriate departments to ensure
that hospital policies are followed, no
Key points
• Extra efforts are necessary to improve patient safety with high-risk medicines such as
anticoagulants.
• Heparin therapy is particularly susceptible to errors because of the use of units for dosing,
variability in ordering, the need to prepare patient-specific doses and monitor patient
response to therapy.
• The activities needed for heparin therapy at each of the critical steps in the medication-
use system should be analyzed.
• Efforts to standardize heparin dosing need to involve representatives from multiple
departments, including surgical services and interventional radiology where heparin is
frequently used during critical procedures.
• The need for heparin to flush intravenous (IV) catheters for in pediatric and neonatal
patients should be assessed, and preparations used for this purpose should be provided
to these patient care areas from the pharmacy.
Improving Heparin Safety:
A Pharmacy Perspective
Patricia C. Kienle, RPh, MPA, FASHP, Director, Accreditation and Medication Safety, CareFusion, Center for Safety and Clinical Excellence, San Diego, CA
Executive Summary Conference Report
50
9th Invited Conference: Improving Heparin Safety
prohibited abbreviations are used, only
standard concentrations are listed and
other hospital policies are followed.
– Each protocol should be reviewed
annually and the evaluation docu-
mented.
• Dispensing
– Pharmacy should dispense unit-of-
use, patient-specific doses. Ideally,
each dose should be available from
a profile-driven automated dispens-
ing cabinet, with appropriate warnings
available provided by the device in the
most expedient manner.
• Administration
– Nursing should receive each ready-to-
use dose before the administration time.
– If in an urgent situation a dose needs
to be obtained before pharmacist
review (an override), an independent
double-check with two qualified staff
members should be required.
– Appropriate laboratory data should be
available to the nurse or other healthcare
professional administering the dose.
• Monitoring
– Hospital-defined parameters should
be established.
Most organizations have standardized
heparin bolus doses and premixed IV solu-
tions in general– and critical care patient
units. Other departments including Surgical
services, interventional radiology, cardiac
catheterization laboratory and dialysis often
use heparin during procedures. These areas
often have not been involved in efforts to
control and standardize heparin dosing.
Attention needs to be paid to these areas
to ensure patient safety during these critical
procedures.
Pediatric and neonatal units often need
concentrations of heparin flush solutions that
are not commercially available in the volume
or dosage form required. Use of the agent
should be assessed, and preparations pro-
vided for these areas by pharmacy.
Many organizations have eliminated hepa-
rin for flushing peripheral IV catheters. Saline
is generally the preferred agent.
Conclusion
Heparin is a high-alert medicine that
should be evaluated throughout the medica-
tion-use system within the entire healthcare
organization.
PROCEEDINGS
9th Invited Conference: Improving Heparin Safety
51
Executive Summary Conference Report
Key points
• The combination of a high-volume, high-risk process with many interruptions greatly
increases the risk of an unintentional medication error.
• Administration of heparin is particularly challenging because of the narrow therapeutic
range, complex dosage regimens and potential for patient harm.
• An unprecedented combination of factors greatly increases the probability of potentially
life-threatening heparin errors.
• Challenges affecting heparin administration include:
– Labels that look alike
– Complex dosage calculations
– Variation in the accuracy of obtaining patient weight
– Perceived “need for speed” that can lead to poor compliance with safety technology
– Lack of standard protocols
– Difficulties recognizing over-anticoagulation and heparin-induced thrombocytopenia
• Ensuring the safety of highly complex heparin administration requires a multidisciplinary
approach in which nursing concerns and front-line observations are heard and respected
in advocating for a culture of safety, nurses’ rights and, most importantly, keeping patient
safety at the forefront.
A Nursing Perspective on Heparin Safety
Vicki S. Good, MSN, RN, CCNS CENP Cox HealthCare System, Springfield, MO
Medication administration is a primary
function of nursing, and it often causes stress
to nurses because of the complexities and
potential for patient harm. A nurse may
administer up to 50 medications during a
single shift, often being distracted and inter-
rupted
1,2
. This increases the risk that a nurse
will make an unintentional medication error.
The Joint Commission and the United States
Pharmacopeia report that medication errors
continue to be a leading cause of sentinel
events and the majority of medication errors
occur at the point of administration
7
. The
safe administration of heparin is particularly
challenging because of the narrow therapeu-
tic range, extremely complex dosage regi-
mens, frequent dosage adjustments and high
potential for patient harm associated with
heparin therapy.
Nurses have been educated on the 5
Rights of medication administration: right
drug, right patient, right dose, right time and
right route. These rights have evolved to the 7
Rights of medication administration that also
include right reason and right documenta-
tion
3
.
For nurses to consistently practice these
7 Rights, they also have other rights that
need to be met. Cook and the Massachusetts
Nurses Association published the “Nurses’ Six
Rights for Safe Medication Administration” as
guidelines to assist nurses
4
. These include:
1. The right to a complete and clearly written
order.
2. The right to have the correct drug route
and dose dispensed.
3. The right to current information and
resources on medications.
4. The right to access medication administra-
tion policies.
5. The right to administer medications safely
and to identify problems in the system.
6. The right to stop, think and be vigilant
when administering medications.
Along with reliable systems, multidisci-
plinary partnerships are necessary to ensure
that both the 7 Rights and Nurses’ 6 Rights are
achieved in the interest of patient safety. This
is particularly true with regard to heparin.
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